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  • Article

    CSA Provide Updated Guidance On Non-GAAP Financial Measures

    The Canadian Securities Administrators (CSA) have provided revised guidance on the use of non-GAAP financial measures aimed at ensuring that information disclosure by issuers does not mislead investors.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Publish Annual IIROC Oversight Review Report

    The Canadian Securities Administrators (CSA) performed their annual risk-based oversight review of the Investment Industry Regulatory Organization of Canada
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
Article

CSA Publish Best Practices Guidance For Proxy Advisory Firms

On April 30, 2015, the Canadian Securities Administrators published National Policy 25-201 Guidance for Proxy Advisory Firms.
CanadaCorporate/Commercial Law
Stikeman Elliott LLP
Stikeman Elliott LLP
  • Article

    CSA Release 2014 Enforcement Report

    The Canadian Securities Administrators recently released their 2014 Enforcement Report, which provides a summary of the enforcement actions undertaken by CSA members over the past year.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Releases 2016 Enforcement Report

    The report highlights the fact that as a result of the CSA members' increased collaboration with the RCMP, there was an overall increase in jail terms and criminal proceedings commenced and concluded.
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    CSA Releases Its Review Of The MFDA

    On July 4, 2018, the Canadian Securities Administrators ("CSA") released their Oversight Review Report of the Mutual Fund Dealers Association of Canada ("MFDA"), covering the period...
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    CSA Revive Proposals For Venture Issuer Disclosure

    The CSA published proposed amendments to disclosure rules intended to tailor and streamline the disclosure required of venture issuers.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSE Moves To Establish SPAC Program

    CNSX Markets Inc. (CSE) published amendments to its policies to create a new tier of non-venture issuers with listing requirements similar to those of the Toronto Stock Exchange (TSX) and NEO Exchange (NEO).
    CanadaCorporate/Commercial Law
    Goodmans LLP
    Goodmans LLP
  • Article

    Deadlines Extended For Dealers, Advisers And Investment Fund Managers To File Certain Financial Information

    Canadian securities regulators have extended the deadline to file certain financial information due between June 2 and September 30, 2020 for 60 days (the Temporary Relief).
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Defending Securities Class Actions In Canada

    Osler is pleased to announce the release of our white paper Defending Securities Class Actions in Canada.
    CanadaCorporate/Commercial Law
    Osler, Hoskin & Harcourt LLP
    Osler, Hoskin & Harcourt LLP
  • Article

    Delegation Of Certain Registration Functions To CIRO

    The Canadian Securities Administrators (CSA) announced on November 20 that as part of an effort to create efficiencies and reduce regulatory burden its members are considering delegating...
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Denison Mines Completes $20 Million Bought Deal Of Common Shares And Flow-Through Shares

    ("Denison") (TSX: DML)(NYSE MKT: DNN), a leading uranium exploration and development company, completed an offering of ordinary common shares and common shares issued on a "flow-through" basis pursuant to the Income Tax Act (Canada).
    CanadaCorporate/Commercial Law
    Minden Gross LLP
    Minden Gross LLP
  • Article

    Derivatives Customer Collateral - Frequency Of Reporting By Regulated Clearing Agencies Moves From Monthly To Quarterly

    The Canadian Securities Administrators (CSA) have announced amendments to National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions...
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Drywall Acoustic Lathing And Insulation, Local 675 V. Snc-Lavalin Group Inc., 2015 ONCA 718

    This was a decision in a class proceeding against SNC-Lavalin and its directors and officers by shareholders who alleged misrepresentations in secondary market disclosure documents.
    CanadaCorporate/Commercial Law
    McCarthy Tétrault
    McCarthy Tétrault
  • Article

    Exchange Of Letters To Facilitate Canadian Issuer Offerings In Chile

    The OSC, AMF, ASC and BCSC have entered into an Exchange of Letters with Chile's Superintendencia de Valores y Seguros.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Fund Facts Delivery Requirements Finalized

    The Canadian Securities Administrators recently announced the implementation of the second stage of their point of sale disclosure project for mutual funds.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Go North, Young Fund! Marketing Private Funds In Canada

    The marketing, offering and issuance of securities by foreign private funds in Canada are regulated under the securities regime established in each province or territory.
    CanadaCorporate/Commercial Law
    Davies Ward Phillips & Vineberg LLP
    Davies Ward Phillips & Vineberg LLP
  • Article

    If It Ain't Broke… Davies Comments On Draft Capital Markets Act

    Davies has submitted a comprehensive comment letter on a new Capital Markets Act (CMA) proposed by the Ontario Ministry of Finance...
    CanadaCorporate/Commercial Law
    Davies Ward Phillips & Vineberg LLP
    Davies Ward Phillips & Vineberg LLP
  • Article

    IIROC Adopts Enhanced Client Reporting Requirements

    The Investment Industry Regulatory Organization of Canada yesterday announced the adoption of amendments to its Dealer Member Rules.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    IIROC Proposes Regulations Regarding Order Execution Services

    Earlier this week, the Investment Industry Regulatory Organization of Canada (IIROC) released proposed amendments to UMIR and its Dealer Member Rules intended to ensure that similar activity that occurs through different forms of third-party electronic access is subject to the same degree of supervision and regulatory oversight.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Showing 381–400 of 6398 results

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