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  • Article

    Ten Questions You Should Expect To Be Asked By An IRC Candidate

    With the prospect of National Instrument 81-107 Independent Review Committee for Investment Funds becoming a final rule later this summer, many managers of investment funds have begun to search for candidates for an independent review committee for their funds.
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Convincing Your Lender To Finance New Equipment

    Your volume of work is increasing and the long-term outlook is cautiously optimistic. All you need to do is make sure the equipment holds up and your crew can squeeze the best out of it.
    CanadaFinance and Banking
    MNP LLP
    MNP LLP
Article

CSA Propose Stiffer Rules on Soft Dollar Arrangements and Best Execution

The Canadian Securities Administrators have recently published for comment proposed National Instrument 23-102 – Use of Client Brokerage Commissions as Payment for Order Execution Services or Research (the Instrument) and its Companion Policy 23-102 CP (the Policy).
CanadaFinance and Banking
Stikeman Elliott LLP
Stikeman Elliott LLP
  • Article

    Canada's New Mandatory 100% ZEV Target Is A Rapid Charge Forward. What We Think This Announcement Means For OEMs, Canadian Industry, And More

    On June 29, 2021, the Government of Canada announced it is setting a mandatory target for all new light-duty cars and passenger trucks sales to be zero-emission by 2035.
    CanadaGovernment, Public Sector
    McMillan LLP
    McMillan LLP
  • Article

    No Clarity In New Guidelines For Foreign State-Owned Enterprises

    On December 7, 2007, the Honourable Minister of Industry, Jim Prentice, gave a speech to the Calgary Chamber of Commerce in which he delivered further insights into the federal government’s view of foreign investment by state-owned enterprises (SOEs).
    CanadaGovernment, Public Sector
    Blake, Cassels & Graydon LLP
    Blake, Cassels & Graydon LLP
  • Article

    Canada Investment Summit 2026: Turning Investment Commitments Into Economic Growth

    The Canada Investment Summit generated nearly $500 billion in investment commitments, but the critical challenge now lies in converting this momentum into active development. This analysis examines the legal, commercial and strategic conditions required to move investment commitments toward execution, exploring how economic sovereignty, project readiness and sector-specific opportunities will shape Canada's path from capital allocation to operational delivery.
    CanadaStrategy
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    New State-Owned Investor Guidelines Released

    Two months ago, Jim Prentice, Canada’s Minister of Industry, announced that the Government of Canada would develop new guidelines for acquisitions in Canada by state-owned enterprises (SOEs) such as sovereign wealth funds and national oil companies.
    CanadaStrategy
    Osler, Hoskin & Harcourt LLP
    Osler, Hoskin & Harcourt LLP
  • Article

    Rules Regulating The Use Of Client Brokerage Commissions In Canada To Be Effective June 30, 2010

    The Canadian securities administrators (the CSA) recently finalized National Instrument 23-102 Use of Client Brokerage Commissions, along with an accompanying Companion Policy
    CanadaStrategy
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Take Note(s)—An Important Reminder For Advisors

    It is a long-standing best practice for advisors to keep notes of material conversations with their clients, especially those that relate to KYC, suitability and risk disclosure.
    CanadaStrategy
    Torys
    Torys
  • Article

    What You Didn't Know You Already Knew About Investing

    Maybe it's the vocabulary: mutual funds, stocks, bonds, cleafs (ok, that last one is made up). Or maybe you're stuck on images of 1980s Wall Street bros with sweaty foreheads giving each other high fives.
    CanadaStrategy
    Lawyers Financial
    Lawyers Financial
  • Article

    Federal Court Of Appeal Upholds Favourable Judgment On The Tax Treatment Of Cross-Border Investments

    Non-residents frequently invest in Canada through foreign intermediaries. A key consideration in structuring such investments is whether the intermediary will be subject to reduced rates of Canadian withholding tax in respect of payments received from Canadian parties.
    CanadaTax
    McMillan LLP
    McMillan LLP
  • Article

    Wilson Report Recommends Far-Reaching Changes To Canadian Investment And Competition Laws

    Earlier today the Competition Policy Review Panel (Panel) released its report entitled “Compete To Win”.
    CanadaAntitrust/Competition Law
    Osler, Hoskin & Harcourt LLP
    Osler, Hoskin & Harcourt LLP
  • Article

    Civil Liability for Continuous Disclosure Violations

    Our next two articles examine the new Ontario regime of statutory civil liability for misrepresentations in the disclosure record of reporting issuers. The regime went into effect on December 31, 2005.
    CanadaFinance and Banking
    Torys
    Torys
  • Article

    Finance In Aerospace And Defence: Enabling Growth, Innovation And Resilience

    Finance has evolved from a supporting function to a strategic driver in aerospace and defence, shaping how organisations fund innovation, manage risk and deliver complex programmes. As capital requirements grow and economic pressures mount, financial strategy is becoming central to competitiveness and long-term resilience in an increasingly uncertain global market.
    CanadaFinance and Banking
    Gowling WLG
    Gowling WLG
  • Article

    SEC Amends Cross-Border Tender Offer Rules And Relaxes Beneficial Ownership Reporting Rules For Non-U.S. Institutional Investors

    The SEC has amended its cross-border tender offer rules governing transactions involving non-U.S. targets.
    CanadaStrategy
    Torys
    Torys
  • Article

    Canada's 2019 Tax Season: 4 Changes You Should Be Aware Of

    The 2019 tax filing season has arrived and with that comes changes and reminders which can impact your tax return. Here are four changes you should be aware of:
    CanadaTax
    Crowe Soberman LLP
    Crowe Soberman LLP
  • Article

    Proposed National Instrument 31-103: Registration Of Investment Fund Managers

    The term "investment fund manager" is defined in Ontario securities regulation as "a person or company who has the power and exercises the responsibility to direct the affairs of an investment fund". We expect further clarifications from the CSA on the scope of the phrase "investment fund manager" will be necessary.
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Canadian Securities Regulators Propose Registration for Non-Resident Investment Fund Managers

    In draft amendments to National Instrument 31-103 "Registration Requirements and Exemptions" published for comment in October 2010, the Canadian Securities Administrators (CSA) set out proposed rules that would require registration of both international and Canadian-based investment fund managers as "investment fund managers" (IFM) in potentially multiple Canadian jurisdictions.
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Changes To Insider Reporting: 5 Day Filing, Deemed Beneficial Ownership And Reporting For Derivatives

    On January 22, 2010, the Canadian Securities Administrators (the CSA) published the final version of National Instrument 55-104 "Insider Reporting Requirements and Exemptions" (NI 55-104), together with a Companion Policy and related consequential amendments, which will come into effect on April 30, 2010.
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Ontario’s New Civil Liability Regime: Implications For Investment Funds

    The recently-proclaimed amendments to the Ontario Securities Act that create causes of action for investors in the secondary market with respect to misleading, insufficient or late disclosure will become effective on December 31, 2005. This update considers how the new regime will affect mutual funds and other investment funds that are reporting issuers.
    CanadaFinance and Banking
    Osler, Hoskin & Harcourt LLP
    Osler, Hoskin & Harcourt LLP
  • Showing 361–380 of 646 results

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