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  • Article

    Debarment From Public Contracts: The First Reversal Of An AMF Decision

    The Superior Court of Québec recently quashed a refusal of the Autorité des marchés financiers to grant the authorization necessary to obtain a public contract.
    CanadaCriminal Law
    Davies Ward Phillips & Vineberg LLP
    Davies Ward Phillips & Vineberg LLP
  • Article

    Fraud Law And Risk Management Alert – October 2012

    In its decision released on October 19, 2012, the Supreme Court of Canada has held that while an employer’s ownership of a laptop, its workplace policies and practices, and technology in place can diminish an employee’s reasonable expectation of privacy, they do not eliminate it.
    CanadaCriminal Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
Article

MFDA Imposes Fine Against Former Mutual Fund Salesperson

On January 11, 2017, the Mutual Fund Dealers Association of Canada (MFDA) commenced a disciplinary proceeding in respect of the Respondent, Jason Perry Boldt.
CanadaCriminal Law
Borden Ladner Gervais LLP
Borden Ladner Gervais LLP
  • Article

    AML Update: Looking Ahead In 2018: Investment Funds Bulletin

    The Proceeds of Crime(Money Laundering) and Terrorist Financing Act (PCMLTFA) provides for there to be a review by Parliament of the administration and operation of the Act every five years.
    CanadaGovernment, Public Sector
    WeirFoulds LLP
    WeirFoulds LLP
  • Article

    Taxpayers Win Fiscal Arbitrators Gross Negligence Penalty Cases

    Four Tax Court judgements on cases involving income tax fraud as a result of false statements on Canadian tax returns were recently issued.
    CanadaTax
    Rotfleisch & Samulovitch P.C.
    Rotfleisch & Samulovitch P.C.
  • Article

    Fraud Risk Increases When One Employee Controls Finances

    Recent reports alleging that an accountant defrauded a Toronto-area company of more than $1 million highlight the risks of granting financial authority to one employee without sufficient oversight, says Toronto forensic accountant Patricia Harris.
    CanadaAccounting and Audit
    Fuller Landau
    Fuller Landau
  • Article

    Anti-Corruption Laws: Get Ready To Do Business

    In recent years, changes to the landscape of corporate riskhave prompted companies subject to such regulations to be seriously focused on adopting and implementing rigorous internal policies, practices and compliance procedures.
    CanadaCorporate/Commercial Law
    Cassels
    Cassels
  • Article

    Avon Settles FCPA Related Class Action For $62 Million: Lessons For Canadian Companies On Undertaking Timely Investigations

    Avon Products Inc. (Avon) and a group of its shareholders reached a $62 million settlement last month in a derivative class action law suit alleging securities fraud.
    CanadaCorporate/Commercial Law
    Osler, Hoskin & Harcourt LLP
    Osler, Hoskin & Harcourt LLP
  • Article

    First Conviction Under The "Corruption Of Foreign Public Officials Act"

    The conviction in Karigar is a reminder to Canadian companies operating abroad that Canadian authorities have increased their enforcement of the Act, and that Canadian Courts may take a broad view of what constitutes an offence under the Corruption of Public Officials Act.
    CanadaCorporate/Commercial Law
    Goodmans LLP
    Goodmans LLP
  • Article

    Hidden Dangers In M&A: Bribery And Corruption

    Embarking on an international M&A transaction can be an exhilarating time for any company, although there are a host of business and legal issues involved.
    CanadaCorporate/Commercial Law
    Norton Rose Fulbright Canada LLP
    Norton Rose Fulbright Canada LLP
  • Article

    Insider Trading: A First Spring Loading Case In Québec

    The Tribunal Administratif des Marchés Financiers, formerly the Bureau de Décision et de Révision, rendered a decision in which it concludes that spring loading is an offence under the Québec Securities Act.
    CanadaCorporate/Commercial Law
    Osler, Hoskin & Harcourt LLP
    Osler, Hoskin & Harcourt LLP
  • Article

    Legal Due Diligence Trends In The Private Equity Industry

    While the nature and extent of due diligence in a private equity transaction is deal-specific, increasing globalization and use of electronic data storage and dissemination practices...
    CanadaCorporate/Commercial Law
    Cassels
    Cassels
  • Article

    Ontario Court Of Appeal Clarifies Scope Of Insider Trading And Tipping Restrictions

    In its recent decision in Finkelstein v. Ontario Securities Commission, the Ontario Court of Appeal clarified important questions about when the restrictions on illegal insider trading and tipping under Ontario's securities laws ...
    CanadaCorporate/Commercial Law
    Goodmans LLP
    Goodmans LLP
  • Article

    OSC’s Decision In Conrad Black Proceeding Shows The Importance Of The Acknowledgment Of Wrongdoing In Determining Sanctions

    The recent decision of the Ontario Securities Commission in the matter of Conrad Black marked the end of the decade-and-a-half-long saga surrounding the sale of various newspapers by the Hollinger Group commencing in 2000.
    CanadaCorporate/Commercial Law
    Osler, Hoskin & Harcourt LLP
    Osler, Hoskin & Harcourt LLP
  • Article

    Private Federal Corporations Will Need To Keep Record Of Shareholders With Significant Control As Of June 2019

    New amendments to the Canada Business Corporations Act (CBCA) are due to take effect on June 13, 2019.
    CanadaCorporate/Commercial Law
    Burnet, Duckworth & Palmer LLP
    Burnet, Duckworth & Palmer LLP
  • Article

    The OSC Whistleblower Program: What Employers Need To Know

    On July 14, the Ontario Securities Commission formally launched its Whistleblower Program (OSC Policy 15-601), which seeks to encourage individuals and companies to report suspected violations of Ontario securities laws.
    CanadaCorporate/Commercial Law
    Torys
    Torys
  • Article

    US Federal Judge Challenges Constitutionality Of SEC's Administrative Proceedings

    The question facing Judge May was whether ALJs are inferior officers or employees of SEC.
    CanadaCorporate/Commercial Law
    Osler, Hoskin & Harcourt LLP
    Osler, Hoskin & Harcourt LLP
  • Article

    Fraud Is Flourishing: Canada's Regulatory Patchwork Paves Way For Financial Crimes

    Fraud is alive and well in Canada. It is thriving and fraudsters are innovating.
    CanadaCriminal Law
    Bennett Jones LLP
    Bennett Jones LLP
  • Article

    An Update On Criminal Interest Rate Amendments In Canada

    On April 16, 2024, the Deputy Prime Minister and Finance Minister presented the Canadian Government's 2024 budget. The government reiterated that it was "reinforcing its efforts to crack down on predatory lending.
    CanadaCriminal Law
    Bennett Jones LLP
    Bennett Jones LLP
  • Article

    Budget 2025 Announces Measures To Combat Financial Crime

    In Budget 2025, the Government of Canada announced its intentions to implement legislative changes in its continued efforts to combat financial crime.
    CanadaCriminal Law
    Goodmans LLP
    Goodmans LLP
  • Showing 341–360 of 1483 results

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