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  • Article

    IIROC Releases Amendments To Rules Respecting Interpretation And Standards

    The Investment Industry Regulatory Organization of Canada (IIROC) today released proposed amendments to its rules regarding interpretation and standards.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC Corporate Finance Branch Clarifies Prospectus Financial Disclosure Issues In Connection With IFRS Transition

    On August 18, the OSC's Corporate Finance Branch released clarification on issues relating to financial disclosure required in a prospectus arising out of the transition to International Financial Reporting Standards (IFRS).
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSFI Announces Immediate Measures In Response To COVID-19 And Market Conditions

    At close of business on March 13, 2020, the Office of the Superintendent of Financial Institutions (OSFI), Canada's prudential regulator...
    CanadaFinance and Banking
    Blake, Cassels & Graydon LLP
    Blake, Cassels & Graydon LLP
  • Article

    Three Innocent Lenders And A Fraudster: A Priorities Dispute

    The recent decision of CIBC Mortgages Inc. (c.o.b. Firstline Mortgages) v. Computershare Trust Co. of Canada, [2015] ONSC 543 provides a fact scenario that sounds like it was dreamt up by a law school professor...
    CanadaReal Estate and Construction
    McCarthy Tétrault
    McCarthy Tétrault
  • Article

    SEC Seeks To Strengthen Investment Adviser Oversight

    On November 19, the SEC announced new rules to give effect to provisions of Dodd-Frank that amend the Investment Advisers Act of 1940.
    CanadaStrategy
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Implications Of The Supreme Court Decision In The Securities Act Reference

    Following the release of the Supreme Court of Canada’s decision on December 22, 2011 in the Reference Re Securities Act, 2011 SCC 66, the Government of Canada will be forced to rethink its efforts to implement a national regime for securities regulation.
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Reminder: Investors May Be Required To File Beneficial Ownership Reports With The SEC By February 14, 2008

    This is a reminder to investors who beneficially own more than 5% of the voting equity securities of an SEC-registered issuer that you may be required to file a report with the SEC by February 14, 2008.
    CanadaCorporate/Commercial Law
    Torys
    Torys
  • Article

    When Is A Consequence A Penalty?

    A recent case from the British Columbia Court of Appeal confirms that courts will be reluctant to refuse to enforce an onerous term in a contract simply because it is "unfair" to the property owner.
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Ontario Court Of Appeal Rejects Insurer's Interpretation Of Exclusion Clause In Mortgage Insurance Policy

    He made a claim for his loss under a mortgage insurance policy which he purchased from Stewart Title Guaranty Company
    CanadaCriminal Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    CSA Provides Guidance On Disclosure Requirements Related To Prospectus Exemptions

    On April 26, 2012, the Canadian Securities Administrators ("CSA") published two staff notices addressing disclosure requirements related to the prospectus exemptions found under National Instrument 45-106 – Prospectus and Registration Exemptions ("NI 45-106").
    CanadaEnergy and Natural Resources
    Dentons Canada LLP
    Dentons Canada LLP
  • Article

    Additional Steps In Move To Canadian Securities Regulator

    In mid-October 2009, the federal government took additional steps to advance its objective to establish a Canadian securities regulator.
    CanadaFinance and Banking
    McCarthy Tétrault
    McCarthy Tétrault
  • Article

    Annual OSFI Risk Outlook

    Earlier this month, the Office of the Superintendent of Financial Institutions (OSFI) released its annual risk outlook for 2024 to 2025.
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    BCSC Extends Registration Exemption For MIEs Until End Of Year

    The U.S. House of Representatives recently passed a "crowdfunding" bill that would allow companies to sell securities to individual investors via non-traditional means such as social networking websites.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    British Columbia Court Of Appeal Confirms Exit Fee Payable To Broker Is Not A Penalty Prohibited By The Interest Act

    ​Bankers Mortgage Corporation v Plaza 500 is a recent decision of the Court of Appeal for British Columbia.
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Canadian Securities Administrators Provide Clarification On Time For Delivering Annual Financial Statements

    The Canadian Securities Administrators recently issued a Staff Notice which provides clarification on the time for delivering annual financial statements and MD&A to securityholders.
    CanadaFinance and Banking
    Goodmans LLP
    Goodmans LLP
  • Article

    Canadian Securities Regulators Delay Proposed Internal Control Rule

    The Canadian securities regulators have announced that they will extend the proposed implementation schedule of Multilateral Instrument 52-111, Reporting on Internal Control over Financial Reporting, to give them more time to observe the effect in the United States of similar requirements.
    CanadaFinance and Banking
    Torys
    Torys
  • Article

    CCGG Releases Draft Guidelines Regarding Governance Of Controlled Corporations

    On April 11, the Canadian Coalition of Good Governance (CCGG) released draft guidelines respecting the governance of controlled corporations.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Congress Considers Registration Exemption For "Crowdfunding"

    The U.S. House of Representatives recently passed a "crowdfunding" bill that would allow companies to sell securities to individual investors via non-traditional means such as social networking websites
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Court Rules Tribunal Required To Consider Lesser Penalties In Case Of Mortgage Broker License Revocation

    The Ontario Divisional Court has overturned a decision of the Financial Services Tribunal in which the Tribunal revoked a mortgage broker's license...
    CanadaFinance and Banking
    Minden Gross LLP
    Minden Gross LLP
  • Article

    CSA And IIROC Ask For Feedback On Trade Transparency

    The Canadian Securities Administrators and the Investment Industry Regulatory Organization of Canada released a joint notice today requesting feedback from investors and market participants regarding disclosure and transparency measures related to short sales and failed trades.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Showing 341–360 of 2180 results

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