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  • Article

    CSA Publish Consultation Paper On OTC Derivatives Trading Facilities

    The Canadian Securities Administrators yesterday released a consultation paper in which they proposed a framework for the regulation of over-the-counter derivatives trading facilities in Canada.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Publish Consultation Paper On Trade Repositories

    The Canadian Securities Administrators today released a consultation paper that proposes a framework of rules for the reporting of OTC derivatives transactions and the operation of trade repositories.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
Article

CSA Publish Proposed Amendments To NI 54-101 Regarding Communication With Beneficial Owners Of Securities

The CSA today published for comment revised proposals to amend National Instrument 54-101 Communications with Beneficial Owners of Securities of a Reporting Issuer.
CanadaFinance and Banking
Stikeman Elliott LLP
Stikeman Elliott LLP
  • Article

    CSA Respond To Inquiries Regarding Prospectus Disclosure Of IFRS Transition

    The CSA published a staff notice today in response to inquiries about the financial information to be included in a prospectus during the time of an issuer's transition to IFRS.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Revises Instrument Regulating Credit Rating Agencies

    The Canadian Securities Administrators today published a revised version of NI 25-101 Designated Rating Organizations and related consequential amendments intended to achieve uniformity of drafting across Canada.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Scrutinize Marketing Practices Of Portfolio Managers

    The Canadian Securities Administrators released a staff notice yesterday summarizing findings from a focused compliance review of the marketing practices of firms registered as portfolio managers.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Seek To Improve Consistency Of Scholarship Plan Prospectus Disclosure

    Late last week, the Canadian Securities Administrators published an amended prospectus form for scholarship plans intended to better reflect the unique features of such plans.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Undertake Research On Mutual Fund Fees

    On September 19, the Canadian Securities Administrators announced two research initiatives to review Canada's mutual fund fee structure.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Deciding On A Digital Dollar: The Necessary Steps For Canada

    This conference report is based on an April 2022 workshop attended by Canadian and international experts.
    CanadaFinance and Banking
    Bennett Jones LLP
    Bennett Jones LLP
  • Article

    Derivative Positions Held By Canadian Mutual Funds

    Given recent developments in the U.S. financial markets, we would like to take this opportunity to remind our clients with retail mutual funds that hold derivative positions of the following prudent practices:
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Video

    Dernières tendances en financement lié à des acquisitions (Video)

    Serge Levy et Howard Rosenoff, de notre groupe Droit bancaire et financement, discutent des dernières tendances en financement lié à des acquisitions, dans l'optique du prêteur et celle de
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Don't Miss The Buzzer: Change Of Auditor Notice Requirements

    A friendly reminder to registrants of obligations under National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103) to file a written notice...
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Draft Cash Collateral Proposal For Ontario PPSA And Background Paper

    The cash collateral working group drafting subcommittee of the Ontario Personal Property Security Law Sub-Committee of the Ontario Bar Association’s Business Law Section has prepared a draft proposal to amend Ontario personal property security law to deal more effectively with cash collateral.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    EC Releases Report On G-20 Progress On OTC Derivatives Regulation Extra-Territoriality Issues

    A discussion on the report recently prepared by the European Commission, which sets out the progress to date made among international regulators with regards to dealing with the extra-territorial aspects OTC derivatives regulation.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Effectiveness Of New ISDA IBOR Fallbacks For Derivatives

    On January 25, 2021, the "Amendments to the 2006 ISDA Definitions to include new IBOR fallbacks" (the "IBOR Fallbacks Supplement")
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Equity Derivatives In Canada - What You Need To Know

    William Scott and Jonathan Willson of our Toronto office and François Gilbert of our Montreal office recently co-authored the updated Canadian chapter of Getting the Deal Through: Equity Derivatives 2017.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Extension Of Delay To Disclose Prete-Nom Agreements

    As reported earlier this month in our blog, Finance Quebec announced, on May 17, 2019, measures to fight aggressive tax planning.
    CanadaFinance and Banking
    Spiegel Sohmer
    Spiegel Sohmer
  • Article

    Fall 2021 Newsletter

    We have been helping lawyers since 1981.
    CanadaFinance and Banking
    Lawyers Financial
    Lawyers Financial
  • Article

    Federal Financial Institutions Legislative And Regulatory Reporter - February 2016

    The Reporter provides a monthly summary of Canadian federal legislative and regulatory developments of relevance to federally regulated financial institutions.
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Federal Financial Institutions Legislative And Regulatory Reporter - September 2015

    The Reporter provides a monthly summary of Canadian federal legislative and regulatory developments of relevance to federally regulated financial institutions.
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Showing 321–340 of 10267 results

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