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On November 3, 2008, the TSX issued Staff Notice 2008-0005 relating to the following provisions of the TSX Company Manual: Section 628, relating to normal course issuer bids.

On March 20, 2012, TMX Group announced its support for, and cooperation with, OSC’s review of emerging market ("EM") issuers.

Partner Michael Feldman and Associate Sharon Au have co-authored "Why We Don't Have Twenty-Five Year Mortgages in Canada," an article for the August issue of the National Banking Law Review.

On July 8, 2009, the British Columbia Court of Appeal released its decision in Shapray v. British Columbia Securities Commission.

In Shapray v. British Columbia(Securities Commission), the British Columbia Court of Appeal found that a blanket non-disclosure provision in the British Columbia Securities Act, which applies to any party under investigation by the British Columbia Securities Commission, to be an unjustifiable infringement of the applicant's freedom of expression under s. 2(b) of the Canadian Charter of Rights and Freedoms.

Attornment grants authority or jurisdiction to a party even if no legal right exists. It is a legal device that is comparable to an assignment.

In its March 17 budget the Quebec government brought in a series of measures reforming legislation governing transfer duties.

On November 30, the Investment Industry Regulatory Organization of Canada proposed draft guidance regarding the management of order flows with respect to best execution obligations under UMIR.

As we discussed in a post of April 30, IIROC proposed a new dealer regulation fee model earlier this year that would incorporate a "rate by revenue tier" approach to dealer regulation.

On November 20, 2009, the Canadian Securities Administrators (CSA) released CSA Staff Notice 51-330, which provides guidance on the forward-looking information (FLI) requirements contained in National Instrument 51-102 Continuous Disclosure Obligations (the Rule).

RiskMetrics Group (“RMG”), a major institutional shareholder advisory group, has changed its policy concerning the election of directors to the boards of Canadian public issuers.

On June 3, 2021, Canada's largest non-bank mortgage originator M3 Group announced its acquisition of Toronto-based Pinch Financial.

On October 8, the Canadian Securities Administrators (CSA) published amendments to National 81-101 Mutual Fund Prospectus Disclosure, its companion policy and related forms in furtherance of their project to implement point of sale disclosure for mutual funds.

On October 8, the Canadian Securities Administrators (CSA) published amendments to National 81-101 Mutual Fund Prospectus Disclosure, its companion policy and related forms in furtherance of their project to implement point of sale disclosure for mutual funds.

The Canadian Securities Administrators yesterday published a consultation paper on over-the-counter derivatives regulation in Canada intended to address "some of the deficiencies that have become apparent in the OTC derivatives market".

This is a reminder that the deadline for compliance with the first phase of National Instrument 24-101 - Institutional Trade Matching and Settlement (NI 24-101) is just around the corner, with certain provisions of the instrument coming into force on October 1, 2007.

On March 28, 2023, the Financial Services Regulatory Authority of Ontario (FSRA) released updated draft interpretation guidance (the Draft Guidance)...

On March 6, 2024, the Financial Services Regulatory Authority of Ontario (FSRA) released proposed guidance (Proposed Guidance) outlining FSRA's interpretation of the licensing...