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In an attempt to arrive at an agreement before the Christmas break, negotiators from the U.S. House of Representatives and the U.S. Senate released on December 15, 2015 statutory language...

On March 13, 2020, Hakken Capital Corp. announced that it had completed its initial public offering of common shares in the capital of the company for gross proceeds of $400,000, ...

On June 27, the Investment Industry Regulatory Organization of Canada released proposed amendments to delete from a previous proposal draft provisions regarding the suspension and termination of Dealer Members.

Earlier this week, the Canadian Securities Administrators (CSA) announced that Canada's two pre-eminent investment industry self-regulatory organizations will be merged into a single regulatory organization (SRO).

The Investment Industry Regulatory Organization of Canada yesterday released its 2012-2013 annual report, which outlines the progress made by IIROC over the past year to protect investors, promote compliance and effective risk management, and foster fair, efficient and competitive capital markets.

Earlier this week, IIROC released a guidance notice with regards to the new U.S. market-wide trading circuit breakers.

The Investment Industry Regulatory Organization of Canada published for a 120-day comment period its proposed plain language rule book for IIROC dealer members on March 10, 2016.

On September 6, the Investment Industry Regulatory Organization of Canada announced that it will be implementing, as of October 1, 2013, amendments to its Dealer Member Rules in respect of trade related correspondence to clients and trade matching practices.

Earlier this week, the Investment Industry Regulatory Organization of Canada (IIROC) published Notice 12-0207 setting out its circuit breakers for the third quarter of 2012, which are set in coordination with those in U.S. markets.

The Investment Industry Regulatory Organization of Canada recently published a study on the "Impact of the Dark Rule Amendments" which analyses the dark liquidity framework implemented in 2012.

The Investment Industry Regulatory Organization of Canada earlier this week published guidance reminding dealers that trades executed off-marketplace in reliance of the exemption to execute trades on a foreign organized regulated market (FORM) must meet the appropriate requirements.

The Investment Industry Regulatory Organization of Canada today republished for further comment proposed amendments to its Dealer Member Rules.

Aux termes des récentes modifications apportées au BC Instrument 13-502 Electronic Filing of Reports of Exempt Distribution ...

Le protocole d'entente conclu entre la Commission des valeurs mobilières de l'Ontario (CVMO) et la Monetary Authority of Singapore (MAS), qui avait été annoncé pour la première fois cet été...

Dernièrement, la Commission des valeurs mobilières de l'Ontario (la « CVMO ») et le Conseil canadien sur la reddition de comptes (le « CCRC ») ont signé un protocole d'accord renouvelé

En réaction aux circonstances extraordinaires avec lesquelles les émetteurs doivent actuellement composer en raison de la pandémie de COVID-19, la Bourse de croissance TSX

New Brunswick, Nova Scotia and Manitoba have now issued blanket orders, substantially similar to those issued in other provinces, to exempt certain issuers from the recently enacted Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the Counter Markets.