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Article
OSC To Allow No-Contest Settlements
The Ontario Securities Commission announced yesterday that it is adopting a series of previously-proposed enforcement initiatives.
CanadaCorporate/Commercial Law
Stikeman Elliott LLP
Article
OSC Undertaking Consultation On Tied Selling
Late last month, the Ontario Securities Commission (OSC) announced that it was undertaking a consultation process in regards to the practice of tied selling among commercial lenders.
CanadaCorporate/Commercial Law
Stikeman Elliott LLP

Article

PEI Adopts Blanket Order Providing Dealer And Adviser Registration Exemptions For Trades And Advice To U.S. Resident Clients

Blanket Order 32-501 exempts certain U.S. broker-dealers and U.S. advisers from dealer/adviser registration requirements in Prince Edward Island in respect of trades for/advice to U.S. resident clients if certain conditions are met.

CanadaCorporate/Commercial Law

Stikeman Elliott LLP

Article