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  • Article

    Regulators Issue Temporary Exemptions From The OEO Trailer Ban

    The Ontario Securities Commission (OSC) recently announced a temporary exemption from the order execution only (OEO) trailer ban in order to facilitate client transfers and rebates of trailing commissions.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Self-Certified Investor Prospectus Exemption Launched In Ontario

    The exemption also gives businesses headquartered in Ontario access to a new source of capital.
    CanadaCorporate/Commercial Law
    Cassels
    Cassels
Article

Services Canadiens De Conformité À L'inscription

Les courtiers, les conseillers en placement et les gestionnaires de fonds - Entreprises non résidentes exerçant des activités liées aux valeurs mobilières (« ENRAVM »)
CanadaCorporate/Commercial Law
McCarthy Tétrault
McCarthy Tétrault
  • Article

    The Registration Rules Book

    BLG's Investment Management Group is pleased to share its Registration Rules Book, a compilation of the most commonly used national and multilateral instruments and policies...
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    TickTrade Systems Inc. Receives Investment From SVB Financial Group

    On November 21, 2019, TickTrade Systems Inc., the Toronto-based technology firm providing next generation foreign exchange trading and payments solutions for financial institutions,
    CanadaCorporate/Commercial Law
    Gowling WLG
    Gowling WLG
  • Article

    TSXV Amends Policy 5.1 - Loans, Loan Bonuses, Finder's Fees And Commissions

    Amendments to Policy 5.1 – Loans, Bonuses, Finder's Fees and Commissions of the TSX Venture Exchange came into force on January 26, 2015.
    CanadaCorporate/Commercial Law
    Aird & Berlis LLP
    Aird & Berlis LLP
  • Article

    Lowering The Criminal Rate Of Interest – Consultation Coming

    In the federal government's 2021 budget released on April 19, 2021, it announced that it would "launch a consultation on lowering the criminal rate of interest in the Criminal Code of Canada...
    CanadaCriminal Law
    Cassels
    Cassels
  • Article

    Supreme Court Rules Federally Regulated Companies Cannot Dismiss Non-Unionized Employees Without Cause

    In Wilson v. Atomic Energy Canada Ltd., the Supreme Court of Canada held that the Canada Labour Code precludes employers from dismissing employees subject to the Code without cause.
    CanadaEmployment and HR
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Davies Comments On First Proposed Canadian Sustainability Disclosure Standards

    Davies recently submitted a comment letter in response to public consultations initiated by the Canadian Sustainability Standards Board (CSSB) regarding their draft sustainability and climate disclosure standards...
    CanadaEnvironment
    Davies Ward Phillips & Vineberg LLP
    Davies Ward Phillips & Vineberg LLP
  • Article

    50 Questions You Should Address Before Expanding Your Market Beyond Canada

    Canadian entrepreneurs looking to expand their businesses beyond the geographic confines of their home dominion must consider a vast range of questions to ensure they're fit to branch out.
    CanadaFinance and Banking
    BCF Business Law
    BCF Business Law
  • Article

    A Little Breathing Room – FSRA Announces Additional Time To Comply With Title Protection Framework In Ontario

    The Financial Services Regulatory Authority of Ontario (FSRA) announced in December that it was giving industry participants that use the title of "financial advisor" or "financial planner"...
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    A View From The Scenic Route: The 2025 OTC Derivatives Report

    The Ontario Securities Commission has released its 2025 Annual Report on Canadian OTC derivatives markets, revealing significant shifts in market composition and regulatory oversight. Interest rate derivatives continue to dominate with 88.2% of total gross notional outstanding, while new data quality standards and expanded clearing requirements signal a more sophisticated regulatory approach to derivatives monitoring and risk management.
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    AER Developments Following the Redwater Decision

    On June 20, 2016, the Alberta Energy Regulator (AER) issued Bulletin 2016-16, available here, in response to the decision in Redwater Energy Corporation (Re).
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    AGA Financial Group Sells Interest To Novacap

    On October 5, 2020, Novacap announced that it had acquired an interest in AGA Financial Group Inc. ("AGA").
    CanadaFinance and Banking
    Gowling WLG
    Gowling WLG
  • Article

    Amendments To Regulations Made Under The Municipal Act, 2001 And The City Of Toronto Act, 2006 – Conditional Loans With The Canada Infrastructure Bank

    Reg. 654/05 (Debt-Related Financial Instruments and Financial Agreements, under the Municipal Act, 2001) and O. Reg. 610/06 (Financial Activities, under the City of Toronto Act, 2006)...
    CanadaFinance and Banking
    WeirFoulds LLP
    WeirFoulds LLP
  • Article

    Bulletin | Anti-Boredom Edition | July 2023

    Manitoba Joins the Crowd – Consultation Paper issued on Title Protection Framework ▪ New Potential – CSA Amends Rules to Provide for Commodity Benchmarks...
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    California Senate Passes Bill Aiming To Create State-Chartered Banks For Cannabis Businesses

    On May 30, 2018, the California Senate passed a bill aiming to establish state-chartered banks for cannabis businesses.
    CanadaFinance and Banking
    Cassels
    Cassels
  • Article

    Canada Adds To List Of Prohibited Entities And Individuals Under Russia And Ukraine Sanctions

    Earlier this week, the Canadian government announced it is updating the schedules of designated persons and entities to whom sanctions apply in respect of Russia and Ukraine.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Canada Welcomes Crowdfunding – Now, How Will We Regulate It?

    Crowdfunding has quickly become a popular method of raising capital on the Internet, and can lift small and medium-sized companies off the ground.
    CanadaFinance and Banking
    Smart & Biggar
    Smart & Biggar
  • Article

    Canadian Covered Bonds And Mortgages: A Suggested Compromise

    Partner Michael K. Feldman is the author of "Canadian Covered Bonds and Mortgages: A Suggested Compromise," an article for the National Banking Law Review, Volume 34, Number 6.
    CanadaFinance and Banking
    Torys
    Torys
  • Showing 221–240 of 5883 results

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