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Ontario's recently-proposed budget bill would amend the Securities Act to tighten up provisions respecting insider trading.

The CSA's 2015 Report shows a rising trend in enforcement of securities laws. Regulators across Canada commenced 108 proceedings in 2015, and concluded 145 ongoing matters, compared to 105 and 105 respectively in 2014.

The Canadian Coalition for Good Governance yesterday released a paper prepared by Professor Anita Anand of the University of Toronto.

The CSA have extended the comment period in respect of their proposed proxy advisory firm guidance published in April.

The underlying class action initiated in 2011 concerned allegations of secondary market securities misrepresentations.

Myron Mallia-Dare authors an article in the Global RegTech Buyer's Guide 2021, a comprehensive information source on the global RegTech market and supplier ecosystem to help senior management...

The CSA and AMF have announced extensions to the comment period regarding the CSA proposal for a new rule to govern poison pills and the AMF's alternative approach to amend the take-over bid regime, as well as the comment period relating to the proposed changes to the early warning system.

The CSA and IIROC issued a notice yesterday summarizing comments in response to their March 2012 joint notice regarding disclosure and transparency measures related to short sales and failed trades.

In the face of stakeholder concerns about the internalization of order flow, the CSA and the IIROC have announced an investigation into current internalization practices in the current regulatory environment.

The Canadian Securities Administrators have announced the dates for roundtables to further explore issues raised in Proposals to Enhance the Obligations of Advisers, Dealers and Representatives Toward Their Clients, which proposes regulatory action to improve the client-registrant relationship, including a regulatory best interest standard, accompanied by guidance, that would form an over-arching standard and governing principle against which all other client obligations would be interpreted.

The CSA are now accepting comments on their proposals until August 23 and invite stakeholder comments on proposals prioritized in the notice.

On September 15, 2017, the Canadian Securities Administrators ("CSA") released their Oversight Review Report of the Mutual Fund Dealers Association of Canada (MFDA)...

The Canadian Securities Administrators (CSA) are consulting on proposed amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Requirements...

The CSA yesterday published a proposed new national instrument to consolidate and replace the existing system fee schedules found in the SEDAR Filer Manual and NRD User Guide.

The Canadian Securities Administrators (CSA) published CSA Staff Notice 23-316 Order Protection Rule: Implementation of the Market Share Threshold and Amendments to Companion Policy 23-101 Trading Rules...

The Canadian Securities Administrators recently released their 2013 Enforcement Report, which summarizes the enforcement actions taken by CSA members over the last year.

The Systemic Risk Committee of the Canadian Securities Administrators recently released results from its second annual systemic risk survey provided to market participants.