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The Investment Industry Regulatory Organization of Canada today republished a proposal to implement core aspects of its Client Relationship Model Project. IIROC's proposal would address issues relating to relationship disclosure, conflicts of interest management and disclosure, suitability assessment and account performance reporting.

We often see banks requiring their borrowers to enter into interest rate hedge agreements in conjunction with their credit agreements.

On April 5, U.S. President Obama signed the Jumpstart Our Business Startups (JOBS) Act, a law intended to help small businesses and startups raise capital.

In this Q&A video, lawyers Stephen Lloyd and James Proctor provide an overview of what you need to know about investing in agricultural lands in Québec.

On November 5, 2020, PopReach Corporation (TSXV: POPR) (OTCQX: POPRF) announced that it had closed the previously-announced $5 million strategic investment.

In the pharmaceutical and biotechnology industry, strategic acquisitions and consolidation are often pointed to as the prevailing trends.

On May 2, the Investment Industry Regulatory Organization of Canada (IIROC) announced that it was making changes to Complaints and Settlement Reporting (ComSet) reporting requirements.

The Investment Industry Regulatory Organization of Canada (IIROC) released a proposal for single-stock circuit breakers last week that would halt trading of a security experiencing "rapid, significant and unexpected price movement."

On March 23, the Investment Industry Regulatory Organization of Canada (IIROC) released a set of proposed rules intended to consolidate and rationalize enforcement-related rules currently contained in the Dealer Member Rules and UMIR.

A memorandum of understanding between the OSC, certain other provincial securities regulators and Investment Industry Regulatory Organization of Canada (IIROC) entered into with the Mutual Fund Dealers Association of Canada (MFDA) is set to come into effect on March 23, 2011.

The Financial Post reports on the latest Bennett Jones Economic Outlook and its message that Canada's economy isn't focused enough on investment—a shortcoming that puts the country...

As we outlined in our September 2008 Alert entitled Impact of International Financial Reporting Standards on Canadian Registrants, the Canadian Securities Administrators (CSA) announced their views last fall that many registrants would be required to use International Financial Reporting Standards (IFRS) under the Accounting Standards Board’s (AcSB) definition of a publicly accountable enterprise.

Earlier this year, The Honourable Jim Flaherty, Minister of Finance, announced that the Government will review the rules governing foreign acquisitions. It will also consider, among other things, Canada’s competition policy.

With venture capital (VC) funding going through a dry spell in the first quarter of 2016, investors appear to be changing their preference of companies to invest in.

Dentons Venture Tech was delighted to act for our new startups client, Biz Airlines, in its journey to Canada.

Dentons Venture Technology is delighted to welcome Edmonton startup QFLAN Systems Group as a new client.

Effective September 30, 2019, the British Columbia Securities Commission (BCSC) adopted amendments which now require investment fund issuers ...