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Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations published earlier this year came into force on December 4, 2017.

In this video from Trending2013: An M&A Series by Cassels Brock, partner Lorne Silver looks at empty voting and why this is a growing cause for concern.

On January 31, the federal Department of Finance announced that B.C., Ontario and the federal government have made "substantial progress" towards drafting legislation and a memorandum of agreement in regards to the establishment of a single, cooperative securities regulator.

Under the "Freezing Assets of Corrupt Foreign Officials Act", FINTRAC issued an advisory note.

In this article, we explore the current state of female representation in Canada’s boardrooms as well as the regulatory developments in this area to date, bringing you up to speed before the new rules come into effect.

General Motors CEO Mary Barra sold about 40% of her personal stock and options in the company in August, according to a government and company filing with the U.S. Securities and Exchange Commission

The Toronto Stock Exchange published proposed amendments to its Company Manual today that would extend the current exemption from security holder approval in cases where listed issuers adopt security based compensation arrangements for employees of a target issuer in the context of an acquisition, to new security based compensation arrangements created to retain employees of the target.

The OSC yesterday announced the approval of amendments to IIROC's Dealer Member Rules that are intended to promote compliant trade matching practices and eliminate the sending of duplicative trade related correspondence to clients.

The Investment Industry Regulatory Organization of Canada (IIROC) has announced that industry-wide tests of dealers' business continuity plans will be conducted on a bi-annual basis going forward.

The Ontario Securities Commission approved amendments to Requirement 14 of Dealer Member Rule 3400 of the Investment Industry Regulatory Organization of Canada (IIROC).

The Investment Industry Regulatory Organization of Canada released proposed guidance intended to consolidate previously-issued guidance respecting marketplace and average price trade disclosure on trade confirmations.

IIROC today published for comment proposed amendments to its Dealer Member Rules intended to harmonize its rules with enhanced CSA client reporting requirements adopted earlier this year.

On December 3, the Investment Industry Regulatory Organization of Canada published guidance to assist participant dealers in complying with new gatekeeper and notice requirements for direct electronic access (DEA) and routing arrangements.

IIROC released proposed guidance on the subject in April, and the final version of the guidance reflects changes suggested in response to comments received in response to the original proposal.

The Investment Industry Regulatory Organization of Canada (IIROC) yesterday published its circuit breakers for the fourth quarter of 2012, which are set in coordination with those in U.S. markets.

Investment Industry Regulatory Organization of Canada recently released its second annual Exemption Report, which provides an overview of exemptions granted last year by IIROC from certain UMIR and Dealer Member Rule provisions.

IIROC released its annual Exemption Report, which provides a summary of the exemptions granted last year from certain UMIR and Dealer Member Rule provisions.

On August 14, the Investment Industry Regulatory Organization of Canada (IIROC) issued a request for comments on draft guidance concerning the compensation arrangements offered by dealer members to retail clients.