Earlier this year, the SEC adopted final rules establishing reporting requirements for market participants whose transactions in national market system securities equal or exceed two million shares or $20 million during any calendar day, or 20 million shares or $200 million during any calendar month.

Mario's guest this week, Eric Castonguay of PwC's Corporate Finance Group, ...

Mario's guest today is Grant Wallace of Vancouver-based Relay Transition Partners, an advisory firm serving midmarket businesses in western Canada. Grant shares his insights into the

Mario Nigro speaks with Matthew Burpee of Kepler Capital, a Canadian firm focused on the lower end of the North American midmarket(typically under $3 million EBITDA/cash flow).

In this episode, Patricia Riopel and Enrico Magnani of Montréal-based Magnum Capital Partners share their unique journey through the search fund model, from the challenges...

Learn how car loan defaults and repossessions work in Ontario. This video explains what happens when borrowers fall behind on payments, outlining how financing agreements allow lenders...

Mario is joined today by Leon Chen and Rob Shilton, members of Kayne's Los Angeles office. Rob and Leon, whose special focus is on growth equity for tech and tech-enabled businesses...

Fasken advised RiverFort Global Capital Ltd. on a convertible credit facility financing agreement with Blackhawk Growth Corp. for up to C$10 million.

Bill C-38, the Jobs, Growth and Long-term Prosperity Act, which was given first reading on April 26, 2012, contains a proposed amendment to the Investment Canada Act to allow the Industry Minister to publicly disclose the fact that he has sent a preliminary notice to a foreign investor that he is not satisfied that the foreign investor’s proposed investment is likely to be of net benefit to Canada.

On May 14, 2015, the OSC announced that the amendments to OSC Rule 91-507 Trade Repositories and Derivatives Data Reporting have received Ministerial Approval and are therefore effective as of April 30, 2015.

Amendments to NI 81-101 Mutual Fund Prospectus Disclosure to allow for the delivery of Fund Facts to satisfy the requirements to deliver a prospectus within two days of buying a mutual fund have now received Ministerial approval in Ontario.

On August 13, IIROC announced the extension of the comment period regarding its proposed set of marketplace threshold rules.

Proposed amendments to the Universal Market Integrity Rules will introduce two new order designations: bundled order designation and derivative-related cross designation.

The Investment Industry Regulatory Organization of Canada yesterday released the filing deadlines for monthly financial reports to be filed by its members in 2012.

On August 3, the Investment Industry Regulatory Organization of Canada (IIROC) released a new strategic plan for 2012-2015.

Michael Teplitsky of Chicago-based Wynnchurch Capital joins Mario Nigro to discuss the private equity firm's long history of investments in Canada, which extends into its current (fifth) fund.

The announcement suggests that a threshold may be established where corporate disclosure or undertakings would apply.

The SEC identified several measures, in light of recent cyber-attacks on financial services firms, that funds and advisers may wish to consider in addressing cybersecurity risks, including...

We recently published a newsletter article on the British Columbia ("BC") Land Owner Transparency Act ("LOTA") which described how pre-existing owners...

We recently wrote about an article published by Aird & Berlis LLP corporate and technology lawyer, Don Johnston, concerning the new technology called Blockchain and how it could affect our lives in the near future.