It is never too early to think about filing exempt trade reports for investment fund issuers that file on an annual basis. Investment funds that have relied on specified prospectus exemptions...

Sterling Dietze, a partner in the Banking & Finance Group, discusses smart contracts and their impact on commercial financing transactions. (1 hour, 17 minutes)

The basis for their claim was that they were misclassified as commission-based employees and therefore not entitled to overtime pay.

The Ministry of Finance in Ontario (Ministry) released a consultation last month that would impact the time the public is afforded to comment on proposed rules released...

The Globe & Mail reports that independent boutique investment banking firms are taking aim at the corporate lending practices of Canadian banks and their affiliates.

The Toronto Stock Exchange announced today that it has adopted amendments to its Company Manual to introduce a Canadian Due Bill tracking system.

The OSC has announced that it has approved amendments to TSX rules and policies to repeal rules relating to "anti-scooping" and those setting out minimum capital and stabilization requirements for market makers.

As we discussed in October, TSX Inc. and TMX Select Inc. recently proposed the implementation of cancel on disconnect functionality that would provide the automatic cancellation of orders in the event of involuntary loss of connectivity between TMX and a client site.

For further information, please see TSX Notice of Housekeeping Rule Amendments.

There are currently no similar plans to automate and digitize the listing application.

Last week, the BCSC published proposed amendments to the TSX-V Trading Rule Book to eliminate the "anti-scooping" rule.

In February this year, we circulated the e-lert below discussing upcoming amendments to the Alberta Guarantees Acknowledgement Act by Bill 44: Notaries and Commissioners Act.

Earlier this year, the SEC adopted final rules establishing reporting requirements for market participants whose transactions in national market system securities equal or exceed two million shares or $20 million during any calendar day, or 20 million shares or $200 million during any calendar month.

Mario's guest this week, Eric Castonguay of PwC's Corporate Finance Group, ...

Mario's guest today is Grant Wallace of Vancouver-based Relay Transition Partners, an advisory firm serving midmarket businesses in western Canada. Grant shares his insights into the

Mario Nigro speaks with Matthew Burpee of Kepler Capital, a Canadian firm focused on the lower end of the North American midmarket(typically under $3 million EBITDA/cash flow).

In this episode, Patricia Riopel and Enrico Magnani of Montréal-based Magnum Capital Partners share their unique journey through the search fund model, from the challenges...

Learn how car loan defaults and repossessions work in Ontario. This video explains what happens when borrowers fall behind on payments, outlining how financing agreements allow lenders...

Mario is joined today by Leon Chen and Rob Shilton, members of Kayne's Los Angeles office. Rob and Leon, whose special focus is on growth equity for tech and tech-enabled businesses...

Fasken advised RiverFort Global Capital Ltd. on a convertible credit facility financing agreement with Blackhawk Growth Corp. for up to C$10 million.