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What is the standard expected of a dealer employee who is tasked with pricing securities for client reporting, and the compliance standard for reviewing that work? Can seniority affect the standard...

In a recent study, Business Without Borders International Growth at Mid-Cap Companies, Mergermarket and Mazars have reported that most mid-market companies are looking at ways of driving growth...

The Canadian Fixed Income Market Report represents the first phase of the OSC's review of the fixed income market which is focused on corporate bonds.

The Canadian Securities Administrators (the CSA) published Consultation Paper 54-401 Review of the Proxy Voting Infrastructure on August 15, 2013.

On June 14, 2023, the TSX Venture Exchange ("TSXV") published a comprehensive report setting out four key commitments as part of its Venture Forward initiative...

On June 12, 2025, the Ontario Securities Commission (OSC) adopted final Rule 11-502 Distribution of Amounts Received by the OSC under Disgorgement Orders and Payment of Related Administrative Costs...

On October 8, 2009, the Ontario Securities Commission (OSC) granted relief to CMC Markets UK Plc and CMC Markets Canada Inc. (together, CMC Markets) that will permit CMC Markets to distribute "contracts for difference" (CFDs) and foreign exchange contracts (forex) to Ontario investors without the necessity of a prospectus filing.

The Ontario Securities Commission has now finalized changes to OSC Rule 13-502 “Fees”, which will come into force on June 1, 2009, subject to the necessary approvals by the Ontario Minister of Finance.

The report first surveys the principles of Islamic finance and compares how Islamic finance compares with conventional finance. Next, the report considers the application of Shariah to mortgage lending internationally, noting that it is more state centric and less internationalized than other forms of Islamic finance and investment.

On May 14, 2010, the British Columbia Securities Commission (BCSC) granted relief to CMC Markets UK plc and CMC Markets Canada Inc. (together, CMC Markets) that will permit CMC Markets to distribute "contracts for difference" (CFDs) and foreign exchange contracts (forex) to British Columbia investors without the necessity of a prospectus filing.

Canada remains subject to a number of confusing, and perhaps conflicting, political agendas which limits the necessary comprehensive structural changes to its financial intermediaries and capital markets. The financial institution merger question remains in limbo, with most of the likely players reluctant to put their hand up in the absence of an announced change permitting mergers among banks and between different kinds of financial institutions.

On February 10, 2009, the Ontario Superior Court of Justice issued an interlocutory injunction restraining Rusoro Mining Ltd. from proceeding with its hostile bid for Gold Reserve Inc.

L'assouplissement permettant aux émetteurs d'inscrire des actions à la cote de la Bourse de croissance TSX (TSXV) au prix minimal de 0,01 $ a été prolongé jusqu'au 31 décembre 2020.

On May 18, 2023, the Ontario Securities Commission (the "OSC") announced local OSC Rule 44-502 Extension to Ontario Instrument 44-501 Certain Prospectus Requirements for Well-known Seasoned...

The Ontario Securities Commission (OSC), the Autorité des marchés financiers (AMF) and the Canadian Investment Regulatory Organization (CIRO) have granted...

After settling on an advisor you feel you can work with, it's time for you to get down to the business of setting financial goals.

The OSC has announced a new initiative to reduce regulatory burdens for public companies, registrants and other market participants.

The Department of Finance has published a revised consultation draft of the Capital Markets Stability Act (CMSA) for comment.