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Businesses should look for opportunities under the amendments and identify the benefits that are caused or authorised.

In this edition of FSR GPS, we set out some useful tips to help licensees calculate the 30-day reporting deadline under the ASIC breach reporting regime.

On 30 July 2026, ASIC announced that it will be increasing the net tangible assets (NTA) requirement for responsible entities of registered managed investment schemes...

On 7 February 2024, ASIC announced that it had made interim stop orders on four product disclosure statements (PDSs) for classes of units of a registered managed fund (Fund)...

This global asset management quarterly links to new developments in asset management in various countries.

The Quality of Advice Review contains some very sensible recommendations with respect to financial advice in the superannuation fund setting

On 12 October 2018, the Federal Government released the third tranche of the revised Corporate Collective Investment Vehicle (CCIV) Bill (Tranche 3 Exposure Bill) for public consultation.

Advisers to obtain informed consent before accepting commissions which take effect on 10 July 2025.

Position level reporting basically targets aggregated data to show overall exposure across the counterparties concerned.

The "Experienced Provider Pathway" has been put in place to reshape the qualification requirements for existing financial advisers.

The Parliamentary Joint Committee on Corporations and Financial Services' long-awaited report into Australia's financial services sector has made 11 recommendations which will have an impact (either directly or indirectly) on distributors, platform providers and product manufacturers, as well as the financial services industry generally.

Peer to Peer (P2P) lending platforms match people who have money to invest with people who are looking for a loan.

The case demonstrates the importance of making registrations strictly in accordance with the requirements in the PPSA.

The article considers the Commission's findings in view of a recap of Storm Financial's demise and the finance landscape.

RSE licensees should expect continual engagement from APRA and ASIC about the robustness of their policies and practices.

This newsletter includes links to recent developments relating to superannuation, funds management & financial services.

This newsletter includes links to recent developments relating to superannuation, funds management & financial services.