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AFS licensees and representatives beware: ASIC's court win demonstrates that irresponsible advice will not be tolerated.

In November 2021, the ALRC published its first (interim) Financial Services Legislation Report setting out a range of proposals for the simplification of financial services law.

Gift and loan back arrangements are controversial but have historically been popular. The popularity of these arrangements arose from the fact that it provided a mechanism to protect assets particularly in...

ASIC is keeping a close eye on social media influencers especially where they suspect they are breaching of Corporations Act.

Australia's private credit market has experienced remarkable growth in recent years, with some estimates valuing it at approximately $200 billion.

There are important compliance obligations related to the licence that the entity must continue to comply with, at all times.

ASIC alleges that Choosi misled customers through its comparison services in contravention of sections 12DB and 12DF of the ASIC Act 2001.

The Australian Investments and Securities Commission (ASIC) announced that it has further extended relief for foreign financial services providers (FFSPs) from the requirement...

Listed entities must disclose certain details about JobKeeper payments that have been received or voluntarily repaid.

ASIC will commence surveillance of this sector by reviewing how 100 licensees comply with the law.

ASIC's review into broker dark pools comes as investigations into dark pool trading venues gain momentum worldwide.

The current banking royal commission is now to examine lending to farmers….

The ASX recently issued a consultation paper on modernising the timetable for rights issues.

ASX has finally released a raft of listing rule changes, where the requirements are tougher, but not significantly so.

AFSL holders have an obligation to notify ASIC of any changes to its details within ten (10) business days of the change.

Remittance dealers and DCEs play a vital role in detecting and disrupting criminal abuse of Australia's financial system

The Guidance Note seeks to provide practical steps, based on leading practice, to guide investment managers on how to communicate with investors regarding the relevant green or sustainable attributes of relevant products and services.