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  • Article

    Financial planners with Powers of Attorney - time to seek a Managed Discretionary Account (MDA) licence?

    The financial planning industry has been eagerly awaiting an update on the future of the current MDA regime.
    AustraliaFinance and Banking
    Holding Redlich
    Holding Redlich
  • Article

    Financial Systems Inquiry gets underway

    Submissions on the first round of consultations for the Financial System Inquiry are due by 31 March 2014.
    AustraliaFinance and Banking
    Clayton Utz
    Clayton Utz
Article

Financiers, Credit Providers And Business Owners – Business-To-Business Transactions To Be Exempt From Proposed National Consumer Protection Laws

On 25 June 2009 the Federal government introduced the National Consumer Credit Protection Bill 2009 into the House of Representatives. The bill is designed to protect consumers from unfair terms in standard form contracts.
AustraliaFinance and Banking
Norton Rose Fulbright Australia
Norton Rose Fulbright Australia
  • Article

    FinTechs amongst the winners in this years budget - 10 May 2017

    The latest national budget brings good news for players in the FinTech and start-up community.
    AustraliaFinance and Banking
    HopgoodGanim
    HopgoodGanim
  • Article

    FSR GPS Podcast Series – EP8: Scams Code Framework Briefing

    In this episode, Partners Charlotte Henry and Andrew Eastwood discuss the Australian Government's recent consultation on the Scams Code Framework..
    AustraliaFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    Funds Update - 24 October 2025

    Earlier this week, ASIC announced that it had issued PDS stop orders in relation to the PDSs for two classes of units of a registered...
    AustraliaFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    Going guarantor? Be afraid, be very afraid

    You must get independent legal advice before agreeing to be guarantor for a child, to avoid emotional pressure to sign.
    AustraliaFinance and Banking
    Stacks Law Firm
    Stacks Law Firm
  • Article

    Government Review of the Wholesale/Retail Client Distinction in the Wake of the GFC

    As part of its "Future of Financial Advice" package of reforms, the Commonwealth Government has announced a review of the distinction between "wholesale clients" and "retail clients" for the purposes of financial services regulation.
    AustraliaFinance and Banking
    Addisons
    Addisons
  • Article

    Green shoots? Increase in fashion and retail IPOs

    This resurgence of activity in capital markets is seen as a strong indication of growing confidence in the markets.
    AustraliaFinance and Banking
    DLA Piper Australia
    DLA Piper Australia
  • Article

    High Court Warns: Receivers Should Not Give 'Usual Undertaking as to Damages' Lightly

    The High Court recently considered, in European Bank Limited v Robb Evans of Robb Evans & Associates, the nature and extent of a "usual undertaking as to damages" given by a receiver in accordance with Part 28, rule 7(2) of the Supreme Court Rules 1970 (NSW). In doing so, it overturned the decision of the NSW Court of Appeal to reinstate the trial judge's finding that the receiver was liable for substantial losses suffered by a third party deprived of the funds which were at the heart of the dis
    AustraliaFinance and Banking
    Norton Rose Fulbright Australia
    Norton Rose Fulbright Australia
  • Article

    How does the end of daylight saving affect your ASIC reporting?

    2 tips to help you ensure your trades/transactions are reported at the correct time.
    AustraliaFinance and Banking
    TRAction
    TRAction
  • Article

    Implications of the new Personal Property Securities Act on buying and selling a business

    The PPSA introduced a number of new considerations for investigation and negotiation when buying or selling a business.
    AustraliaFinance and Banking
    Curwoods Lawyers
    Curwoods Lawyers
  • Article

    'In principle' settlement agreement upheld by the Supreme Court

    The Court confirmed the binding nature of an 'in principle' settlement agreement between the bank and the defendants.
    AustraliaFinance and Banking
    DibbsBarker
    DibbsBarker
  • Article

    International equities - economic & market outlook

    The MSCI World Index (ex-Aust) in local currency terms returned 4.23% over the quarter ending 31 March 2015.
    AustraliaFinance and Banking
    Moore Australia
    Moore Australia
  • Article

    Is mortgage duty here to stay in NSW?

    Deferral of the abolition of the duty may be deemed necessary to fund a deal to implement the Gonski education reforms.
    AustraliaFinance and Banking
    DibbsBarker
    DibbsBarker
  • Article

    Is your business PPS (Personal Property Securities) ready?

    By October 2011, businesses must consider the impact of the PPS regime and that systems in place will ensure compliance.
    AustraliaFinance and Banking
    Harris Wheeler
    Harris Wheeler
  • Article

    ISDA publishes draft Appendix to the 2011 ISDA Equity Derivatives Definitions

    ISDA's latest draft definitions are very detailed and differ from the equivalent provisions in the 2002 edition.
    AustraliaFinance and Banking
    Clayton Utz
    Clayton Utz
  • Article

    Islamic Banking: Challenges and Opportunities in Australia

    On 13 October 2010, the Board of Taxation (the "BOT") released a discussion paper entitled "Review of the Taxation Treatment of Islamic Finance". The discussion paper was released subsequent to the Government’s request for a review ‘in order to ensure that Islamic financial products have parity with conventional products, having regard to their economic substance’.
    AustraliaFinance and Banking
    Moore Australia
    Moore Australia
  • Article

    Leverage ratio breaches by CFD providers – ASIC oversees compensations to retail clients in the derivatives market

    All CFD issuers should review leverage limits and ensure correctly applied to the CFD instruments on their platform.
    AustraliaFinance and Banking
    Sophie Grace Pty Ltd
    Sophie Grace Pty Ltd
  • Article

    Navigating AML/CTF Programs – Essentials for AFSL and Credit Licence Holders

    The AML/CTF Act imposes obligations on financial service and credit providers providing designated service(s) in Australia.
    AustraliaFinance and Banking
    Sophie Grace Pty Ltd
    Sophie Grace Pty Ltd
  • Showing 721–740 of 4460 results

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