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  • Article

    What is an enduring power of attorney (EPOA)?

    An EPOA deals with your finances if you lose capacity or are unable to attend to finalising matters for yourself.
    AustraliaFamily and Matrimonial
    Colin Biggers & Paisley
    Colin Biggers & Paisley
  • Article

    Another 12 Months Extension For FFSP AFSL Exemptions

    On 5 December 2025, ASIC announced another 12 months extension to the transitional arrangements for the current FFSP AFSL exemptions (the passporting exemptions and limited connection exemption)...
    AustraliaFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
Article

Anti-Money Laundering

Improvement of New Zealand’s anti-money laundering regime has been on the agenda since the intergovernmental Financial Action Task Force (FATF) reviewed the existing financial transactions reporting regime in 2003, and identified a significant number of areas for improvement.
AustraliaFinance and Banking
DLA Piper Australia
DLA Piper Australia
  • Article

    Are you paying too much for your ASIC Industry Funding Levy?

    This is the first year of the new regime where ASIC will recover most of its regulatory costs from regulated industries.
    AustraliaFinance and Banking
    Holley Nethercote
    Holley Nethercote
  • Article

    Are you protected from fraud?

    Financiers must remain vigilant of the risk of documents being fraudulently signed.
    AustraliaFinance and Banking
    HopgoodGanim
    HopgoodGanim
  • Article

    ASIC continues crackdown on DDO compliance

    ASIC is on the record as saying it is stepping up surveillance in this area, including in the managed funds sector.
    AustraliaFinance and Banking
    McMahon Clarke
    McMahon Clarke
  • Article

    ASIC continues crackdown on DDO (Design and Distribution Obligations) compliance

    Financial product issuers and distributors need to focus on getting their DDO systems and processes compliant.
    AustraliaFinance and Banking
    McMahon Clarke
    McMahon Clarke
  • Article

    ASIC Doubles Down On Civil Penalty Proceedings Against Industry Superannuation Funds

    REST and Statewide Superannuation become the first industry superannuation funds to be caught in the crosshairs of ASIC's "why not litigate" approach to enforcement.
    AustraliaFinance and Banking
    Jones Day
    Jones Day
  • Article

    ASIC focus on financial services providers sharpens following market surveillance

    ASIC surveillance uncovered breaches and compliance deficiencies by responsible entities and superannuation trustees.
    AustraliaFinance and Banking
    Corrs Chambers Westgarth
    Corrs Chambers Westgarth
  • Article

    ASIC refocuses priorities to face COVID-19 challenges

    ASIC will maintain enforcement and investigative activities, but it will also reprioritise as COVID-19 impacts companies.
    AustraliaFinance and Banking
    Holding Redlich
    Holding Redlich
  • Article

    ASIC relaxes its approach to change of auditors

    The new approach is set out in the revised Regulatory Guide 26: Resignation, removal and replacement of auditors (RG 26).
    AustraliaFinance and Banking
    Colin Biggers & Paisley
    Colin Biggers & Paisley
  • Article

    ASIC to investigate interest only loans

    ASIC states that it will look at the conduct of lenders in particular.
    AustraliaFinance and Banking
    Hunt & Hunt
    Hunt & Hunt
  • Article

    ASX Listing Rule amendments - Proposed "good fame and character" requirement for directors in listing applications

    In late September 2011, ASX announced its intention to amend the Listing Rules.
    AustraliaFinance and Banking
    Corrs Chambers Westgarth
    Corrs Chambers Westgarth
  • Article

    Australia Financial Lines Insurance Symposium Report 2025

    A summary report from our 2025 Australia financial lines symposiums outlining some of the key issues and opportunities impacting financial lines claims and litigation in Australia.
    AustraliaFinance and Banking
    Kennedys
    Kennedys
  • Article

    Australia – New Zealand Mutual Recognition Of Securities Regime Comes Into Force

    On 10 October 2007, Addisons reported on proposed amendments to the Corporations Act 2001 (Cth) ("Corporations Act") dealing with mutual recognition of securities offerings between Australia and New Zealand.
    AustraliaFinance and Banking
    Addisons
    Addisons
  • Article

    Australian debt capital markets – catching the solar wave

    It is highly likely that green bonds could provide an important source of funding in the low-carbon future of Australia.
    AustraliaFinance and Banking
    Norton Rose Fulbright Australia
    Norton Rose Fulbright Australia
  • Article

    Australian Financial Complaints Authority Commences 1 November 2018

    Coming into effect on 1 November 2018, the Australian Financial Complaints Authority (AFCA) will be a 'one-stop-shop' external dispute resolution
    AustraliaFinance and Banking
    Clyde & Co
    Clyde & Co
  • Article

    Bank Capital Adequacy & Debt Finance - Greater clarity ahead

    Funding costs on certain capital instruments will be tax deductible under reforms announced in the Federal Budget.
    AustraliaFinance and Banking
    Norton Rose Fulbright Australia
    Norton Rose Fulbright Australia
  • Article

    CAMAC releases report on derivatives regulation under the Corporations Act

    The CAMAC report is a welcome endorsement of the existing regulatory regime for derivatives under the Corporations Act.
    AustraliaFinance and Banking
    Clayton Utz
    Clayton Utz
  • Article

    CFO Strategies: 2025 CFO Report – Australian Deep Dive

    The CFO's role has shifted beyond traditional financial stewardship, becoming more strategic in navigating technological advancements, economic challenges and evolving business models.
    AustraliaFinance and Banking
    FTI Consulting
    FTI Consulting
  • Showing 481–500 of 4460 results

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