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  • Article

    TASA Part VIII: Registration is now open - 5 things you need to know

    The 18 month notification period (1 July 2014 until 31 December 2015) has now commenced.
    AustraliaFinance and Banking
    Holley Nethercote
    Holley Nethercote
  • Article

    The end of peer comparison disclosures? Regulators continue their march on junior mining company public disclosure

    Until more clarity is provided, ASX-listed resource companies must tread carefully in providing comparative information.
    AustraliaFinance and Banking
    Corrs Chambers Westgarth
    Corrs Chambers Westgarth
Article

Valuer negligence – The NSW Court of Appeal comments on the no transaction defence

A lender may only need to demonstrate that it relied on the negligent misrepresentation (valuation), and suffered loss.
AustraliaFinance and Banking
Kemp Strang Lawyers
Kemp Strang Lawyers
  • Article

    What is the future of the Future of Financial Advice (FoFA)?

    The Government has resolved to proceed with the partial rollback of FOFA reforms that it announced prior to the election.
    AustraliaFinance and Banking
    Holley Nethercote
    Holley Nethercote
  • Article

    What will 2015 hold for financial advisers?

    This blog article takes a look at the main regulatory issues that financial advisers will face over the next 12 months.
    AustraliaFinance and Banking
    Holley Nethercote
    Holley Nethercote
  • Article

    What will 2015 hold for financial advisers?: Part II

    This is the second and final part of a series about the regulatory issues for financial advisers over the next 12 months.
    AustraliaFinance and Banking
    Holley Nethercote
    Holley Nethercote
  • Article

    Who gives AFCA (Australian Financial Complaints Authority)?

    AFCA is a new external dispute resolution (EDR) scheme to deal with complaints from consumers in the financial system.
    AustraliaFinance and Banking
    McCullough Robertson
    McCullough Robertson
  • Article

    Who is interested in these changes to the 'best interest' obligations?

    The changes will affect all financial services licensees providing personal financial product advice to retail clients,.
    AustraliaFinance and Banking
    Holley Nethercote
    Holley Nethercote
  • Article

    AML Reforms Part 1: Remittance Service Providers

    The Australian Attorney-General's Department (Department) has released five papers outlining proposals for extensive reforms to Australia's anti-money laundering and counter-terrorism financing...
    AustraliaGovernment, Public Sector
    K&L Gates
    K&L Gates
  • Article

    Superannuation, Funds Management & Financial Services: Election promises

    The return of the Coalition means that the Labor proposed changes to superannuation settings might not be implemented.
    AustraliaGovernment, Public Sector
    Holding Redlich
    Holding Redlich
  • Article

    Misappropriation of company assets led to director prosecution

    ASIC considers a number of factors before deciding to investigate and take enforcement action against offenders.
    AustraliaInsolvency/Bankruptcy/Re-Structuring
    Worrells
    Worrells
  • Article

    Common Fund Orders In Australian Class Actions Permitted In "Super" Appeal

    The plaintiff sought a common fund order and the defendant opposed it.
    AustraliaLitigation, Mediation & Arbitration
    Jones Day
    Jones Day
  • Article

    Secured creditor’s enforcement action restrained while a decision of FOS was appealed

    A new trend could emerge, where debtors seek to delay enforcement action by appealing against determinations made by FOS.
    AustraliaLitigation, Mediation & Arbitration
    Corrs Chambers Westgarth
    Corrs Chambers Westgarth
  • Article

    Stitched up by a subpoena side-step – Methods for obtaining transcripts of ASIC examinations

    Transcripts of ASIC examinations can be very useful in investigating avenues of recovery, or assisting to build a case.
    AustraliaLitigation, Mediation & Arbitration
    Corrs Chambers Westgarth
    Corrs Chambers Westgarth
  • Article

    ASIC Consults On Updated Crypto Guidance – What's New?

    The Australian Securities and Investments Commission (ASIC) recently released proposed updates to Information Sheet 225 (INFO 225) and a corresponding consultation paper.
    AustraliaTechnology
    K&L Gates
    K&L Gates
  • Article

    Part III: Who's in control? Changes of control to ACL holders and your obligations

    This issue considers ACL holders' similar obligation to identify changes in control, and to report these changes to ASIC.
    AustraliaConsumer Protection
    Holley Nethercote
    Holley Nethercote
  • Article

    Australia Regulator Initiates Greenwashing Suit Against Active Super Over ESG Investing Claims

    As of July 2023, Active Super had approximately 89,000 members with around A$13.5 billion in superannuation assets.
    AustraliaCorporate/Commercial Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    FSG Requirements For Experts

    On 20 December 2005, the Corporations Amendment Regulations 2005 (No. 5) (the Regulations) came into effect.
    AustraliaCorporate/Commercial Law
    McMahon Clarke
    McMahon Clarke
  • Article

    Global task force recommends mainstreaming climate related financial disclosure

    The FSB recommendations seek to provide the framework by which climate related risk reporting can occur consistently.
    AustraliaEnvironment
    Norton Rose Fulbright Australia
    Norton Rose Fulbright Australia
  • Article

    ASIC launches the reportable situations data dashboard

    ASIC published aggregate-level breach data through the Reportable Situations Data Dashboard which went live on 31 October 2025.
    AustraliaFinance and Banking
    Sophie Grace Pty Ltd
    Sophie Grace Pty Ltd
  • Showing 481–500 of 2094 results

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