ArticleTASA Part VIII: Registration is now open - 5 things you need to knowThe 18 month notification period (1 July 2014 until 31 December 2015) has now commenced.AustraliaFinance and BankingHolley Nethercote
ArticleThe end of peer comparison disclosures? Regulators continue their march on junior mining company public disclosureUntil more clarity is provided, ASX-listed resource companies must tread carefully in providing comparative information.AustraliaFinance and BankingCorrs Chambers Westgarth
ArticleValuer negligence – The NSW Court of Appeal comments on the no transaction defenceA lender may only need to demonstrate that it relied on the negligent misrepresentation (valuation), and suffered loss.AustraliaFinance and BankingKemp Strang Lawyers
ArticleWhat is the future of the Future of Financial Advice (FoFA)?The Government has resolved to proceed with the partial rollback of FOFA reforms that it announced prior to the election.AustraliaFinance and BankingHolley Nethercote
ArticleWhat will 2015 hold for financial advisers?This blog article takes a look at the main regulatory issues that financial advisers will face over the next 12 months.AustraliaFinance and BankingHolley Nethercote
ArticleWhat will 2015 hold for financial advisers?: Part IIThis is the second and final part of a series about the regulatory issues for financial advisers over the next 12 months.AustraliaFinance and BankingHolley Nethercote
ArticleWho gives AFCA (Australian Financial Complaints Authority)?AFCA is a new external dispute resolution (EDR) scheme to deal with complaints from consumers in the financial system.AustraliaFinance and BankingMcCullough Robertson
ArticleWho is interested in these changes to the 'best interest' obligations?The changes will affect all financial services licensees providing personal financial product advice to retail clients,.AustraliaFinance and BankingHolley Nethercote
ArticleAML Reforms Part 1: Remittance Service ProvidersThe Australian Attorney-General's Department (Department) has released five papers outlining proposals for extensive reforms to Australia's anti-money laundering and counter-terrorism financing...AustraliaGovernment, Public SectorK&L Gates
ArticleSuperannuation, Funds Management & Financial Services: Election promisesThe return of the Coalition means that the Labor proposed changes to superannuation settings might not be implemented.AustraliaGovernment, Public SectorHolding Redlich
ArticleMisappropriation of company assets led to director prosecutionASIC considers a number of factors before deciding to investigate and take enforcement action against offenders.AustraliaInsolvency/Bankruptcy/Re-StructuringWorrells
ArticleCommon Fund Orders In Australian Class Actions Permitted In "Super" AppealThe plaintiff sought a common fund order and the defendant opposed it.AustraliaLitigation, Mediation & ArbitrationJones Day
ArticleSecured creditor’s enforcement action restrained while a decision of FOS was appealedA new trend could emerge, where debtors seek to delay enforcement action by appealing against determinations made by FOS.AustraliaLitigation, Mediation & ArbitrationCorrs Chambers Westgarth
ArticleStitched up by a subpoena side-step – Methods for obtaining transcripts of ASIC examinationsTranscripts of ASIC examinations can be very useful in investigating avenues of recovery, or assisting to build a case.AustraliaLitigation, Mediation & ArbitrationCorrs Chambers Westgarth
ArticleASIC Consults On Updated Crypto Guidance – What's New?The Australian Securities and Investments Commission (ASIC) recently released proposed updates to Information Sheet 225 (INFO 225) and a corresponding consultation paper.AustraliaTechnologyK&L Gates
ArticlePart III: Who's in control? Changes of control to ACL holders and your obligationsThis issue considers ACL holders' similar obligation to identify changes in control, and to report these changes to ASIC.AustraliaConsumer ProtectionHolley Nethercote
ArticleAustralia Regulator Initiates Greenwashing Suit Against Active Super Over ESG Investing ClaimsAs of July 2023, Active Super had approximately 89,000 members with around A$13.5 billion in superannuation assets.AustraliaCorporate/Commercial LawHogan Lovells Cadwalader
ArticleFSG Requirements For ExpertsOn 20 December 2005, the Corporations Amendment Regulations 2005 (No. 5) (the Regulations) came into effect. AustraliaCorporate/Commercial LawMcMahon Clarke
ArticleGlobal task force recommends mainstreaming climate related financial disclosureThe FSB recommendations seek to provide the framework by which climate related risk reporting can occur consistently.AustraliaEnvironmentNorton Rose Fulbright Australia
ArticleASIC launches the reportable situations data dashboardASIC published aggregate-level breach data through the Reportable Situations Data Dashboard which went live on 31 October 2025. AustraliaFinance and BankingSophie Grace Pty Ltd