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ASIC is keeping a close eye on social media influencers especially where they suspect they are breaching of Corporations Act.

Australia's private credit market has experienced remarkable growth in recent years, with some estimates valuing it at approximately $200 billion.

There are important compliance obligations related to the licence that the entity must continue to comply with, at all times.

ASIC alleges that Choosi misled customers through its comparison services in contravention of sections 12DB and 12DF of the ASIC Act 2001.

The Australian Investments and Securities Commission (ASIC) announced that it has further extended relief for foreign financial services providers (FFSPs) from the requirement...

Listed entities must disclose certain details about JobKeeper payments that have been received or voluntarily repaid.

ASIC will commence surveillance of this sector by reviewing how 100 licensees comply with the law.

ASIC's review into broker dark pools comes as investigations into dark pool trading venues gain momentum worldwide.

The current banking royal commission is now to examine lending to farmers….

AFSL holders have an obligation to notify ASIC of any changes to its details within ten (10) business days of the change.

Remittance dealers and DCEs play a vital role in detecting and disrupting criminal abuse of Australia's financial system

The Guidance Note seeks to provide practical steps, based on leading practice, to guide investment managers on how to communicate with investors regarding the relevant green or sustainable attributes of relevant products and services.

The Interim Report poses a series of questions which have arisen out of the first four rounds of hearings.

In NSW, a person may be exempt from requiring a licence to provide business agent functions in certain conditions.

The CCIV regime is an alternative to managed investment schemes (MIS) for the Australian managed funds industry.

With a company structure, there are many benefits that make the CCIV attractive to domestically focussed fund managers.

In 2009, a Parliamentary Joint Committee inquiry was conducted into financial products and services in Australia.