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  • Article

    Digital financial advice providers: how can a computer comply with the best interests duty?

    This is part of a blog series about how automated advice providers can ensure compliance with the best interests duty.
    AustraliaFinance and Banking
    Holley Nethercote
    Holley Nethercote
  • Article

    Disclosure requirements for financial advisers: NZ Managed Funds Update from DLA Phillips Fox

    Important developments on disclosure requirements for financial advisers in New Zealand, Commerce Minister Simon Power introduced the Financial Services Providers (Pre-Implementation Adjustments) Bill to Parliament on 8 December 2009.
    AustraliaFinance and Banking
    DLA Piper Australia
    DLA Piper Australia
Article

Environmental Futures Launch On The ASX

In a push to support investors through the energy transition, the Australian Securities Exchange (ASX) has listed a suite of environmental futures contracts on ASX 24 covering.
AustraliaFinance and Banking
K&L Gates
K&L Gates
  • Article

    Evidence of comparable sales after valuation inadmissible in valuation negligence actions

    The legal position now is that in valuation negligence actions, evidence of post-dated comparable sales is inadmissible.
    AustraliaFinance and Banking
    DibbsBarker
    DibbsBarker
  • Article

    Financial planners with Powers of Attorney - time to seek a Managed Discretionary Account (MDA) licence?

    The financial planning industry has been eagerly awaiting an update on the future of the current MDA regime.
    AustraliaFinance and Banking
    Holding Redlich
    Holding Redlich
  • Article

    Financiers, Credit Providers And Business Owners – Business-To-Business Transactions To Be Exempt From Proposed National Consumer Protection Laws

    On 25 June 2009 the Federal government introduced the National Consumer Credit Protection Bill 2009 into the House of Representatives. The bill is designed to protect consumers from unfair terms in standard form contracts.
    AustraliaFinance and Banking
    Norton Rose Fulbright Australia
    Norton Rose Fulbright Australia
  • Article

    FinTechs amongst the winners in this years budget - 10 May 2017

    The latest national budget brings good news for players in the FinTech and start-up community.
    AustraliaFinance and Banking
    HopgoodGanim
    HopgoodGanim
  • Article

    FSR GPS Podcast Series – EP8: Scams Code Framework Briefing

    In this episode, Partners Charlotte Henry and Andrew Eastwood discuss the Australian Government's recent consultation on the Scams Code Framework..
    AustraliaFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    Funds Update - 24 October 2025

    Earlier this week, ASIC announced that it had issued PDS stop orders in relation to the PDSs for two classes of units of a registered...
    AustraliaFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    Government Review of the Wholesale/Retail Client Distinction in the Wake of the GFC

    As part of its "Future of Financial Advice" package of reforms, the Commonwealth Government has announced a review of the distinction between "wholesale clients" and "retail clients" for the purposes of financial services regulation.
    AustraliaFinance and Banking
    Addisons
    Addisons
  • Article

    'In principle' settlement agreement upheld by the Supreme Court

    The Court confirmed the binding nature of an 'in principle' settlement agreement between the bank and the defendants.
    AustraliaFinance and Banking
    DibbsBarker
    DibbsBarker
  • Article

    Is mortgage duty here to stay in NSW?

    Deferral of the abolition of the duty may be deemed necessary to fund a deal to implement the Gonski education reforms.
    AustraliaFinance and Banking
    DibbsBarker
    DibbsBarker
  • Article

    Islamic Banking: Challenges and Opportunities in Australia

    On 13 October 2010, the Board of Taxation (the "BOT") released a discussion paper entitled "Review of the Taxation Treatment of Islamic Finance". The discussion paper was released subsequent to the Government’s request for a review ‘in order to ensure that Islamic financial products have parity with conventional products, having regard to their economic substance’.
    AustraliaFinance and Banking
    Moore Australia
    Moore Australia
  • Article

    Leverage ratio breaches by CFD providers – ASIC oversees compensations to retail clients in the derivatives market

    All CFD issuers should review leverage limits and ensure correctly applied to the CFD instruments on their platform.
    AustraliaFinance and Banking
    Sophie Grace Pty Ltd
    Sophie Grace Pty Ltd
  • Article

    Navigating AML/CTF Programs – Essentials for AFSL and Credit Licence Holders

    The AML/CTF Act imposes obligations on financial service and credit providers providing designated service(s) in Australia.
    AustraliaFinance and Banking
    Sophie Grace Pty Ltd
    Sophie Grace Pty Ltd
  • Article

    New and improved: ASIC document production guidelines and what you need to know

    The technical guidelines should bring a higher degree of standardisation and efficiency when responding to ASIC requests.
    AustraliaFinance and Banking
    KordaMentha
    KordaMentha
  • Article

    Owed money? Should you call a debt collector or a lawyer?

    That decision is usually dependent on the circumstances, the amount of debt and the required timeframe for resolution.
    AustraliaFinance and Banking
    Rostron Carlyle Rojas
    Rostron Carlyle Rojas
  • Article

    Part III: More options to those offering credit services

    There are two exemptions to being authorised under an ACL which will allow you to refer clients to a licensee.
    AustraliaFinance and Banking
    Holley Nethercote
    Holley Nethercote
  • Article

    PI: Negligent valuations and contributory negligence of lenders

    A discussion of In Valcorp Australia Pty Ltd v Angas Securities Limited [2012] FCAFC 22.
    AustraliaFinance and Banking
    Norton Rose Fulbright Australia
    Norton Rose Fulbright Australia
  • Article

    Private lending—The current state of play 2020

    Experts predict an increase of activity in the area of private lending and capital raising for distressed companies.
    AustraliaFinance and Banking
    Worrells
    Worrells
  • Showing 301–320 of 2094 results

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