2,094 results found

The Australian Law Reform Commission (ALRC) has published a very significant paper on the future of prosecuting corporations and their officers in the post-Financial Services Royal ...

This new guide is designed to help consumers, in trouble with debt, understand their options.

ASIC has identified deficiencies in many TMDs as well deficiencies in licensees' overall compliance with the DDO regime.

ASIC is concerned about the potential risks associated with online trading.

ASIC finalised the revised fees and costs disclosure requirements for PDSs and periodic statements, and updated RG 97.

The Australian Securities and Investments Commission (ASIC) has appealed certain findings in the recent decision in Australian Securities and Investments Commission v BPS Financial Pty Ltd [2024] FCA 457...

ASIC took action against BNPL provider Elepay, for distributing 7 credit products to consumers without a Target Market Determination.

Senator The Hon Nick Sherry, Minister for Superannuation and Corporate Law, announced the release of the draft Corporations Legislation Amendment (Financial Services Modernisation) Bill 2009 and related material.

The breach reporting regime continues to give rise to ambiguity for licensees. As we have commented previously, there continues to be a mismatch in breach reporting practices across the...

Our Financial Services Regulatory (FSR) team surveys the regulatory landscape for 2023 and considers the challenges confronting firms and regulators.

This global survey will explore how financial institutions across the globe are managing their compliance programs.

Article explains how tightened lending & a surge of low housing prices can affect you, your property & any future investments.

On 7 April 2026, Treasury released a consultation paper seeking feedback on policy options to curb lead generation activity linked to financial products, with a view to better protecting consumers...

On 7 April 2026, Treasury released a consultation paper seeking feedback on policy options to better protect people in the Australian superannuation system. The consultation is in response to the collapse of the Shield and First Guardian Master Funds.

We have previously published material relevant to the assessment of whether inaccuracies in customer reporting constitute misleading or deceptive conduct.

Hello and welcome to this month's edition of Investment Insights.

Numerous fiscal, monetary and prudential regulation responses since the onset of COVID-19 continue to support the economy.