ArticleSydney Morning Herald - 2012: The year in tech deals A discussion of investments and deals in Australian online, media, telco and IT service businesses in 2012.AustraliaMedia, Telecoms, IT, EntertainmentNorton Rose Fulbright Australia
ArticleASIC’s Recent Enforcement Action Against Responsible ManagersASIC has intensified enforcement actions against Responsible Managers who fail to meet 'fit and proper' standards, raising critical questions about competency, character, and regulatory compliance in financial services. AustraliaFinance and BankingSophie Grace Pty Ltd
ArticleBoost for retail corporate bondsMichael Hodgson discusses Wayne Swan's proposal to boost the corporate bond market on Boardroom Radio.AustraliaFinance and BankingDibbsBarker
ArticleQuantity Unit Of Measure – Leg 1 & 2Understanding the specific requirements for reporting quantity units of measure under ASIC's derivatives trade reporting framework is crucial for compliance. The regulatory standards define precise methodologies for capturing and submitting this critical data element across different transaction legs. AustraliaFinance and BankingTRAction
VideoStreaming series | Intercreditor arrangementsArticle contains a link to a video that discusses intercreditor arrangements.AustraliaFinance and BankingNorton Rose Fulbright Australia
ArticleCU LAB: Crowd-sourced equity funding one step closerGeoff Hoffman looks at how the new crowd-sourced equity funding model will work in Australia, and who can use it. AustraliaCorporate/Commercial LawClayton Utz
ArticleSuspicious Matter Reporting – Updated AUSTRAC GuidanceAUSTRAC has released updated guidance for reporting entities regarding suspicious matter reports (SMRs), identifying areas where submissions could be improved to ensure high-quality...AustraliaCorporate/Commercial LawSophie Grace Pty Ltd
ArticleFOStering dissent: Mickovski v Financial Ombudsman Service LtdUnsatisfied with the decision, Mickovski has now lodged an application for special leave to appeal to the High Court.AustraliaInsuranceHall & Wilcox
ArticleCOVID-19 and retail/commercial leases: Legislation compendiumThis compendium will continually review Australian legislation governing commercial leases, in response to COVID-19.AustraliaReal Estate and ConstructionHolding Redlich
ArticleChange To Australian Marketing ExemptionsIn order to market and distribute a fund or manage the assets of a fund in Australia, fund managers must be authorised or licenced by the Australian Securities and Investments Commission ("ASIC")...AustraliaFinance and BankingDillon Eustace
VideoCU LAB: IPO basics: a fundamental step - simply expressing your business modelYour business model is the central plank in investor presentations, investor meetings, prospectus and other PR material.AustraliaFinance and BankingClayton Utz
ArticleCU LAB: Verification of identity rules - how do they affect the banking sector?As Australia moves to electronic platforms for conveyancing, banks should look carefully at VOI rules to prevent fraud.AustraliaFinance and BankingClayton Utz
ArticleCU LAB: What's happening with the secondary debt market in Australia?There's been a drop-off in the secondary debt market in Australia, but Peter Bowden says things might be about to change.AustraliaFinance and BankingClayton Utz
VideoCU LAB: Will responsible lending obligations soon apply to retail investors?This video discusses the government's response to the Senate Committee report on credit cards and its proposals.AustraliaFinance and BankingClayton Utz
ArticleFinancial advice licensing urgent reminder!From 1 July 2016, accountants providing SMSF financial advice must hold an AFSL or be an AFSL authorised representative.AustraliaFinance and BankingBroadley Rees Hogan Lawyers
VideoInsights into the Australian Economic Environment in 2023Martin Lakos, one of Macquarie Bank's market commentators, provides insights into the economy and what to expect in 2023.AustraliaFinance and BankingCathro & Partners
ArticleNotional Amount – Leg 1 – ASIC RewriteUnderstanding the notional amount field for Leg 1 in ASIC derivative transaction reporting is crucial for compliance. This guide explores the specific requirements, data formats, and reporting obligations that financial institutions must meet when submitting trade reports to the Australian Securities and Investments Commission.AustraliaFinance and BankingTRAction
ArticleNotional Amount – Leg 2 – ASIC RewriteUnderstanding the notional amount reporting requirements for Leg 2 under ASIC derivatives trade reporting regulations. This guide examines the specific data field requirements, formatting standards, and compliance considerations for accurately reporting notional amounts in the second leg of derivative transactions. AustraliaFinance and BankingTRAction
Video[Video] Do I need an AFSL?The video discusses the requirements of an Australian Financial Services Licence (AFSL).AustraliaFinance and BankingSophie Grace Pty Ltd
ArticleNew Thai Investment Restrictions Put The TAFTA To The TestWhen the Thailand–Australia Free Trade Agreement (TAFTA) was concluded, many dismissed it as largely irrelevant to the day-to-day business decisions of Australian companies in Thailand. AustraliaStrategyMinter Ellison