2,094 results found

In order to market and distribute a fund or manage the assets of a fund in Australia, fund managers must be authorised or licenced by the Australian Securities and Investments Commission ("ASIC")...

Your business model is the central plank in investor presentations, investor meetings, prospectus and other PR material.

This video discusses the government's response to the Senate Committee report on credit cards and its proposals.

From 1 July 2016, accountants providing SMSF financial advice must hold an AFSL or be an AFSL authorised representative.

Martin Lakos, one of Macquarie Bank's market commentators, provides insights into the economy and what to expect in 2023.

Understanding the notional amount field for Leg 1 in ASIC derivative transaction reporting is crucial for compliance. This guide explores the specific requirements, data formats, and reporting obligations that financial institutions must meet when submitting trade reports to the Australian Securities and Investments Commission.

Understanding the notional amount reporting requirements for Leg 2 under ASIC derivatives trade reporting regulations. This guide examines the specific data field requirements, formatting standards, and compliance considerations for accurately reporting notional amounts in the second leg of derivative transactions.

The video discusses the requirements of an Australian Financial Services Licence (AFSL).

Unsatisfied with the decision, Mickovski has now lodged an application for special leave to appeal to the High Court.

Join Partners Andrew Eastwood and Peter Jones and Senior Associate David Curley for a look at who is responsible when a bank's customer is scammed.

A credit licensee must lodge an annual compliance certificate with ASIC within 45 days of each licensing anniversary.

This article addresses some of the practical issues in advising clients on the operation of Personal Property Securities Act 2009. .

Report 762 outlines ASIC's response to its review of how investment product issuers are meeting their DDO obligations.

Under the industry funding model, the entities regulated by ASIC will now bear its costs instead of ordinary taxpayers.

AFS licensees must update breach reporting procedures, as non-compliance with the regime carries significant penalties.

A bank employee transferred thousands from a a customers account - while asleep.

Certain Duties in NSW due to be abolished on 30 June 2012 have now been extended to apply until 30 June 2013.