Share on LinkedInShare on LinkedIn

ARTICLE · 27 MARCH 2026

Reporting Obligation: Investment Advice

The CMVM has put forward a draft regulation for public consultation that establishes a regular reporting obligation regarding investment advisory activities.

PortugalFinance and Banking

CMVM Public Consultation 1/2026

The CMVM has put forward a draft regulation for public consultation that establishes a regular reporting obligation regarding investment advisory activities. The aim is to provide the regulator with comprehensive and comparable information to support market conduct supervision, strengthen investor protection and monitor the market.

The consultation documents can be found on the CMVM website.

Who is covered

Investment firms; credit institutions; management companies of collective investment undertakings; venture capital firms authorised to provide investment advice; self-employed investment advisers; and branches carrying out this activity in Portugal.

What must now be reported

We operate a free-to-view policy, asking only that you register in order to read all of our content. Please login or register to view the rest of this article.

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

See more popular content from