SEMINAR ON EFFECTIVE OVERSIGHT OF CAPITAL MARKETS
The Second Edition of the Seminar on Effective Oversight of
Capital Markets was held in Malta between the 24th and 27th
February, organised jointly by the Malta Financial Services
Authority and United States Securities & Exchange Commission.
This years' programme provided a dynamic forum where speakers
and delegates from over 20 different international jurisdictions
explored objectives and philosophies that promote investor
protection and integrity of the capital markets.
The topics covered during this years' programme focused on
balanced, proven, and pragmatic techniques for the oversight and
inspection of market participants, conducting investigations, and
bringing effective enforcement actions, with particular emphasis on
broker dealers, investment advisers, investment companies, mutual
funds, hedge funds, and private equity funds.
