Herbert Smith Freehills Kramer LLP

Financial services regulatory, Enforcement and investigations, Governance and risk management, Market conduct

Senior Associate, London

Jack is a Senior Associate in the contentious financial services regulation team.

Jack acts for clients on contentious financial services regulatory matters. He has advised large UK and international retail and investment banks, and other financial services institutions, on FCA and PRA enforcement matters, interactions with UK and international regulators, as well as conducting and advising clients on independent and internal investigations.

He has experience of working for clients on a variety of matters relating to, among other issues: market abuse, disclosure obligations, alleged product mis-selling, outsourcing and operational resilience, consumer credit and rights issues, investment research, non-financial misconduct, whistleblowing and internal disciplinary procedures, and the Senior Managers and Certification Regime.

Jack has spent time on secondment to the regulatory enforcement and litigation teams at Deutsche Bank and MUFG.