Sam Robinson > CMS > London, England > Lawyer Profile

CMS
CANNON PLACE
78 CANNON STREET
LONDON
EC4N 6AF
England
Sam Robinson photo

Position

Partner

Career

Sam is a partner in the Financial Services Regulatory practice.

Sam advises clients include banks, asset management firms, broker dealers, payment institutions and corporate finance houses on a broad range of regulatory and compliance matters within the financial services sector. Prior to working in private practice, Sam worked for seven years at the UK financial services regulator, the Financial Services Authority (the majority of this time in the FSA’s General Counsel’s Division), and has also spent time on secondment at Santander Asset Management UK Limited.

Recent work includes advising on whether certain activities require FCA authorisation, establishing crowdfunding platforms and robo-managers, the structuring of fund vehicles (including regulated and unregulated funds), financial promotion issues, conduct of business requirements, acquisitions of FCA-authorised firms, drafting terms of business for investment firms and payment service providers as well as providing consumer credit advice.

Sam has been published in financial services publications and journals (including Bloomberg World Securities Law Reports, Bloomberg UK Financial Services Law Reports and Thomson Reuters Compliance Complete). Sam has also been a guest lecturer on the IPF Diploma in Investment Education.

Sam won an award for the Regulatory Lawyer of the Year at the Thomson Reuters Compliance Awards 2014 (http://www.complianceawards.com/2014-winners). Sam was also shortlisted for the same award in 2013.

Memberships

  • Member of the Alternative Investment Management Association.
  • Member of the Financial Services Lawyers Association.
  • Member of the Prepaid International Forum
  • Legal advisor to the UK Crowdfunding Association.

Education

  • LLB Law
  • LLM Law (Corporate and Securities Law)
  • Securities Institute Diploma – Regulation and Compliance
  • Securities and Futures Authority – Securities Representative
  • Securities and Futures Authority – Financial Derivatives Representative

Lawyer Rankings

London > Corporate and commercial > Financial services: non-contentious/regulatory

(Leading partners)

Sam RobinsonCMS

CMS provides ‘commercial technical advice’ to its client base of wholesale and retail banks, general and life insurers and reinsurers, investment managers, platforms and exchanges, payment service providers and consumer finance. Ash Saluja leads the team and is noted for his expertise in banking and investment business regulation, while ‘excellentAngela Greenough handles matters concerning regulated financial services outsourcing. Sam Robinson stands out for his experience in the fintech arena and Pippa Tasker advises on a range of UK and EU regulatory and commercial issues affecting financial services providers. The ‘brilliantJoy Davey joined the team from Macfarlanes LLP in June 2023 and Tom Callaby counts US and European investment banks and technology and market data providers among his key roster of clients. Paul Edmondson remains a key contact in the group.

London > TMT (technology, media and telecoms) > Fintech: regulatory

The ‘perspicacious and innovative team’ at CMS pulls together a strong offering, with sweet spots for the practice including online platforms, digital assets, and crowdfunding. The unit is additionally singled out for its work with fintech start-ups. Sam Robinson and Chris Glennie jointly oversee the team. Robinson is well-placed to help major crypto players navigate the UK financial promotion regime, while Glennie’s expertise extends to advising on both wholesale and retail mandates. Mike Ringer, who joined in September 2023 from a role as head of legal at Binance, is well placed to assist digital assets clients with their global regulatory strategies. Yasmin Johal is geared to assist international investors with their investments in fintechs.