Polly James > Bryan Cave Leighton Paisner > London, England > Lawyer Profile
Bryan Cave Leighton Paisner Offices

Governor’s House
5 Laurence Pountney Hill
EC4R 0BR
England
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Polly James

Work Department
Financial Services: Contentious
Position
Partner and Global Practice Co-Leader – Financial Services Disputes and Investigations
Career
Polly is an experienced financial services regulatory lawyer who helps financial institutions and their boards to manage regulatory risks arising in a broad range of situations spanning enforcement proceedings, supervisory interventions (e.g. s166 reviews and use of ‘own initiative powers’), whistle-blower reports, FOS complaints and navigating legal/regulatory changes. Having been on secondment to the FSA Enforcement Division, she knows what it feels like on both sides of the table.
Polly regularly conducts internal investigations in the financial services sector across a wide range of subject matter, with a particular focus on dealing with whistle-blower allegations and other sensitive matters, where she works with trusted employment law colleagues to identify and manage both regulatory risks and employment legal risks.
Polly sits on the advisory board of the Financial Services Lawyers Association (FSLA) and was a founding member of the FSLA Pro Bono Committee, which provides free legal representation for those unable to afford legal fees to defend cases brought against them by the FCA or PRA.
Lawyer Rankings
London > Corporate and commercial > Financial services: contentious
(Leading partners)Forming part of the broader litigation offering, and closely aligned to the advisory group, the ‘collegiate’ team at Bryan Cave Leighton Paisner combines a deep understanding of the black letter law with a strong sense of commerciality for investment banking clients, and individual members of senior management, in particular, across the full swathe of their contentious regulatory requirements. ‘Savvy and client-focused’ team head Polly James excels at handling sensitive whistleblower-initiated internal investigations and is very adept at assisting clients with their pre-contentious regulatory interactions with the PRA and FCA. The ‘exceptionally smart’ David Rundle continues to thrive since recently joining from Wilmer Cutler Pickering Hale and Dorr LLP and is particularly skilled at assisting individuals and entities in market abuse cases before the FCA. UK head of banking litigation Oran Gelb handles disputes at all court levels as well as representing clients in market abuse-related enforcement actions before the FCA.
London > Corporate and commercial > Financial services: non-contentious/regulatory
Bryan Cave Leighton Paisner showcases ‘impressive expertise’ in the retail and wholesale sectors, counting banks, asset managers, insurance and reinsurance companies, payment services and currency exchange platforms among its key roster of clients. Praised for his ‘thorough and detailed knowledge’, Matthew Baker handles investment management mandates, in addition to the financial services regulatory aspects of M&A transactions. Providing ‘rigour and depth in her technical legal advice’, practice leader Polly James is another key contact in the team, alongside Joanna Munro.
Lawyer Rankings
- Leading partners London > Corporate and commercial > Financial services: contentious
- Financial services: contentious London > Corporate and commercial
- Financial services: non-contentious/regulatory London > Corporate and commercial
Top Tier Firm Rankings
- Real estate > Commercial property: corporate occupiers
- Real estate > Commercial property: development
- Real estate > Commercial property: investment
- Corporate and commercial > Private equity: transactions - mid-market deals (up to £500m)
- Crime, fraud and licensing > Licensing
- Real estate > Planning
- Real estate > Property finance
- Real estate > Property litigation
- Projects, energy and natural resources > Water
Firm Rankings
- Corporate and commercial > Commercial contracts
- Dispute resolution > Competition litigation
- Real estate > Construction: non-contentious
- Employment > Employers
- Corporate and commercial > Equity capital markets – small-mid cap
- Corporate and commercial > Financial services: contentious
- Crime, fraud and licensing > Fraud: civil
- Industry focus > Hospitality and leisure
- Projects, energy and natural resources > Infrastructure: Project finance and development
- Corporate and commercial > M&A: Lower Mid-Market Deals, £100m-£750m
- Transport > Rail
- Industry focus > Retail and consumer
- Dispute resolution > Tax litigation and investigations
- Corporate and commercial > VAT and indirect tax
- Finance > Asset based lending
- Dispute resolution > Banking litigation: investment and retail
- Dispute resolution > Commercial litigation: premium
- Corporate and commercial > Corporate tax
- Corporate and commercial > EU and competition: trade, WTO anti-dumping and customs
- Crime, fraud and licensing > Gaming and betting
- Projects, energy and natural resources > Infrastructure: M&A and acquisition financing
- Insurance > Insurance: corporate and regulatory
- Dispute resolution > International arbitration
- TMT (technology, media and telecoms) > IT and telecoms
- Projects, energy and natural resources > Power (including electricity and nuclear)
- Investment fund formation and management > Real estate funds
- TMT (technology, media and telecoms) > Sport
- Finance > Transport finance and leasing
- Transport > Aviation
- Finance > Bank lending: investment grade debt and syndicated loans
- Real estate > Construction: contentious
- Risk advisory > Data protection, privacy and cybersecurity
- Corporate and commercial > EU and competition
- Corporate and commercial > Financial services: non-contentious/regulatory
- Employment > Health and safety
- Insurance > Insurance and reinsurance litigation
- Projects, energy and natural resources > Mining and minerals
- Projects, energy and natural resources > Oil and gas
- Projects, energy and natural resources > Renewables
- TMT (technology, media and telecoms) > Reputation management
- Finance > Securitisation
- Finance > Acquisition finance
- Finance > Corporate restructuring & insolvency
- Employment > Employee share schemes