Polly James > Bryan Cave Leighton Paisner > London, England > Lawyer Profile

Bryan Cave Leighton Paisner
Governor’s House
5 Laurence Pountney Hill
EC4R 0BR
England
Polly James photo

Work Department

Financial Services: Contentious

Position

Partner and Global Practice Co-Leader – Financial Services Disputes and Investigations

Career

Polly is an experienced financial services regulatory lawyer who helps financial institutions and their boards to manage regulatory risks arising in a broad range of situations spanning enforcement proceedings, supervisory interventions (e.g. s166 reviews and use of ‘own initiative powers’), whistle-blower reports, FOS complaints and navigating legal/regulatory changes. Having been on secondment to the FSA Enforcement Division, she knows what it feels like on both sides of the table.

Polly regularly conducts internal investigations in the financial services sector across a wide range of subject matter, with a particular focus on dealing with whistle-blower allegations and other sensitive matters, where she works with trusted employment law colleagues to identify and manage both regulatory risks and employment legal risks.

Polly sits on the advisory board of the Financial Services Lawyers Association (FSLA) and was a founding member of the FSLA Pro Bono Committee, which provides free legal representation for those unable to afford legal fees to defend cases brought against them by the FCA or PRA.

Lawyer Rankings

London > Corporate and commercial > Financial services: contentious

(Leading partners)

Polly JamesBryan Cave Leighton Paisner

Forming part of the broader litigation offering, and closely aligned to the advisory group, the ‘collegiate’ team at Bryan Cave Leighton Paisner combines a deep understanding of the black letter law with a strong sense of commerciality for investment banking clients, and individual members of senior management, in particular, across the full swathe of their contentious regulatory requirements. ‘Savvy and client-focused’ team head Polly James excels at handling sensitive whistleblower-initiated internal investigations and is very adept at assisting clients with their pre-contentious regulatory interactions with the PRA and FCA. The ‘exceptionally smart’ David Rundle continues to thrive since recently joining from Wilmer Cutler Pickering Hale and Dorr LLP and is particularly skilled at assisting individuals and entities in market abuse cases before the FCA. UK head of banking litigation Oran Gelb handles disputes at all court levels as well as representing clients in market abuse-related enforcement actions before the FCA.

London > Corporate and commercial > Financial services: non-contentious/regulatory

Bryan Cave Leighton Paisner showcases ‘impressive expertise’ in the retail and wholesale sectors, counting banks, asset managers, insurance and reinsurance companies, payment services and currency exchange platforms among its key roster of clients. Praised for his ‘thorough and detailed knowledge’, Matthew Baker handles investment management mandates, in addition to the financial services regulatory aspects of M&A transactions. Providing ‘rigour and depth in her technical legal advice’, practice leader Polly James is another key contact in the team, alongside Joanna Munro.