Mr Brian Daly > Akin > New York, United States > Lawyer Profile
Akin Offices
ONE BRYANT PARK
NEW YORK, NY 10036
NEW YORK
United States
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Mr Brian Daly
Work Department
Partner; Investment Management
Position
Brian Daly advises fund managers on regulatory, compliance and operational matters. He has extensive experience helping clients navigate their regulatory compliance obligations under the rules and regulations of the SEC, CFTC and NFA. Brian also regularly represents clients in regulatory examinations, enforcement actions, trading inquiries and in seeking no-action or similar relief. Having spent nearly a decade in-house as general counsel and chief compliance officer at several global investment management firms, Brian is well versed in the wide range of legal and business challenges facing investment advisers, commodity pool operators and commodity trading advisors.
To learn more about Brian, please visit his profile here: https://www.akingump.com/en/lawyers-advisors/brian-t-daly
Memberships
Board of Directors, Managed Funds Association; Elected to the Fellows of the American Bar Foundation; Member, Private Investment Funds Committee, New York City Bar Association; Merit Badge Counselor, Boy Scouts of America
Education
J.D., Stanford Law School, with distinction, 1996
Top Tier Firm Rankings
- International trade and national security > Customs, export controls and economic sanctions
- Government > Government relations
- Finance > Restructuring (including bankruptcy): corporate
- International trade and national security > Trade remedies and trade policy
Firm Rankings
- Investment fund formation and management > Alternative/hedge funds
- Media, technology and telecoms > Cyber law (including data privacy and data protection)
- Industry focus > Education
- Energy > Energy transactions: oil and gas
- Industry focus > Native American law
- M&A/corporate and commercial > Corporate governance
- Government > Government contracts
- Media, technology and telecoms > Media and entertainment: transactional
- M&A/corporate and commercial > Private equity buyouts: middle-market (Up to $500m)
- Investment fund formation and management > Private equity funds (including venture capital)
- Energy > Renewable/alternative power
- Dispute resolution > Securities litigation: defense
- M&A/corporate and commercial > Shareholder activism
- Media, technology and telecoms > Telecoms and broadcast: regulatory
- Finance > Capital markets: debt offerings
- Finance > Capital markets: high-yield debt offerings
- International trade and national security > CFIUS
- Energy > Energy transactions: electric power
- Environment > Environment: transactional
- Dispute resolution > General commercial disputes
- Labor and employment > Labor and employment disputes (including collective actions)
- Antitrust > Merger control
- Finance > Project finance
- Real estate > Real estate
- Tax > US taxes: non-contentious
- Finance > Commercial lending
- Finance > Commercial lending > Advice to direct lenders/private credit
- Healthcare > Life sciences
- Intellectual property > Patents: litigation (full coverage)
- Industry focus > Sport
- M&A/corporate and commercial > M&A: large deals ($1bn+)
- Dispute resolution > Appellate: courts of appeals / Appellate: supreme courts (states and federal)
- Dispute resolution > Corporate investigations and white-collar criminal defense
- M&A/corporate and commercial > M&A: middle-market (sub-$500m)