José Sosa-Lloréns > DLA Piper Puerto Rico > San Juan, Puerto Rico > Lawyer Profile

DLA Piper Puerto Rico
OCHOA BUILDING
500 CALLE DE LA TANCA, SUITE 401
SAN JUAN, PR 00901-1969
Puerto Rico

Work Department

Banking and Finance; Corporate and M&A

Position

Partner

Career

José Alberto Sosa-Lloréns has advised clients on banking regulatory matters related to international banking, mergers, corporate reorganizations, securities activities of banks and has served as issuer’s counsel in securities transactions of financial institutions, including tender offers and IPOs. He also has actively worked in the creation of investment companies, investment advisory firms and securities broker dealers in Puerto Rico. Another significant part of his practice includes serving as bond counsel and underwriters counsel in public finance transactions of the Commonwealth of Puerto Rico, its instrumentalities and political subdivisions. He has served as advisor to governmental entities in connection with the enactment of public finance legislation.

José has served as lead local counsel to private consortia bidding for public-private partnerships in various infrastructure projects in Puerto Rico, including representing the successful bidder for the 40-year lease of the Luis Muñoz Marín International Airport, the largest airport in the Caribbean region and the first airport under the Federal Aviation Administration (FAA) Pilot Program.

José has been engaged as counsel in various regulatory matters related to securities broker dealers, investment advisors and investment companies. His practice includes representing clients before the Commissioner of Financial Institutions, the Federal Deposit Insurance Corporation (FDIC), the Board of Governors of the Federal Reserve, the Financial Industry Regulatory Authority (FINRA), the New York Stock Exchange (NYSE), and the Securities and Exchange Commission (SEC), before the Corporate Finance Division. In addition to his regulatory and transactional work, José has represented securities broker dealers in securities arbitrations before FINRA and in complex mediation proceedings.

Languages

English; Spanish

Education

LL.M., Columbia University School of Law; J.D., University of Puerto Rico School of Law; B.B.A., University of Puerto Rico

Lawyer Rankings

Puerto Rico > Corporate, commercial and banking

The team at DLA Piper Puerto Rico coordinates with its US offices to advise national and multinational corporates and financial institutions (including UBS and Citibank), involved in high-value, multi-jurisdictional transactions. With an active client roster spanning the energy, infrastructure, financial services, government and tech sectors, the firm’s full offering covers such matters as M&A, debt financing, bank licensing and regulatory matters, project finance, public-private partnerships, and corporate and securities law transactions, in addition to private placements, fund formation, administrative law, spin-offs, and corporate reorganisations. The team is led by Puerto Rico managing partner Nikos Buxeda, who, in addition to international transactions, assists with the organisation of local mutual funds, private equity funds and distribution agreements. Other key figures include banking regulatory specialist José Sosa-Lloréns, deputy managing partner Miriam Figueroa, who brings strength to infrastructure and public law matters, and associate Adriana Pérez-Rentas.

Latin America: International firms > Banking and finance

DLA Piper LLP (US)’s sizeable Latin America team in the US alongside practitioners in the region itself, provides a solid platform for a growing banking and finance practice. The firm has built an enviable client base, particularly Latin American borrowers, and is widely recognised for its geographic spread of engagements in project finance and large restructurings. The team was further strengthened by the hire of Latin America banking and finance specialist Robert da Silva Ashley from McDermott Will & Emery LLP in April 2023; splitting his time between New York and Miami, he brings wide-ranging experience in project finance and corporate lending, including wind and solar projects. Margarita Oliva Sainz de Aja is co-regional head of Latin America banking and finance, and is another experienced figure in project finance and general corporate lending. Mexico City partner Edgar Romo and Lima’s Sergio Barboza, are also co-regional heads of the group, and are key figures within the team, along with José Sosa-Lloréns in Puerto Rico. Raul Farias, who splits his time between San Diego and New York has made a big impression in cross-border financings and refinancings, and has also led on a series of large-scale restructuring engagements; he was the lead partner in advising Mexico-based Crédito Real on its $2.9bn global debt restructuring encompassing six different jurisdictions and more than 45 different creditors.