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Dechert LLP

1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036-6797, USA
Tel:
Work +1 212 698 3500
Fax:
Fax +1 212 698 3599
Email:
Web:
www.dechert.com

Allison M Fumai

Tel:
Work +1 212 698 3526
Email:
Dechert LLP

Work Department

Financial Services and Investment Management

Career

Allison M. Fumai focuses her practice on the representation of registered investment companies and their investment advisers. She regularly advises mutual funds, closed-end funds and exchange-traded funds and their investment advisers on issues relating to the development and launch of new funds, ongoing compliance and regulatory matters, mergers, liquidations and restructuring of funds. Ms. Fumai also has extensive experience advising issuers and underwriters on initial public offerings and rights offerings for closed-end funds.

Education

Cornell University, A.B., Economics, 1999; Cornell University Law School, J.D., 2002


United States: Investment fund formation and management

Mutual/registered/ exchange-traded funds

Within: Mutual/registered/ exchange-traded funds

Dechert LLP continues to ‘exceed the expectations’ of an array of leading managers and their funds’ trustees, and has a particular strength in cross-border work. Stuart Strauss, Allison Fumai, Richard Horowitz and Jeremy Senderowicz in New York continue to serve as counsel to Morgan Stanley Mutual Funds’ retail funds, while in Washington DC, Thomas Bogle advises MainStay Funds’ funds and trustees. Also in Washington DC, Robert Helm and Douglas Dick continue to advise a leading manager on its retail funds fleet, while Helm and Boston-based John O’Hanlon act as fund counsel for a family of funds with $2tn under management. Christopher Harvey, Christopher Christian and Geoffrey Kenyon (whose ‘years of experience enable him to provide perspective on a wide range of matters’) in Boston and Stephen Cohen in Washington DC are also noted. Harvey and Helm share leadership of the practice. Stephanie Capistron in Boston and Brenden Carroll in Washington DC are new partner promotions. Other clients include Deutsche Bank ETFs and Van Eck ETFs.

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