Steven M. Malina > Greenberg Traurig LLP > Chicago, United States > Lawyer Profile

Greenberg Traurig LLP
77 WEST WACKER DRIVE, SUITE 2500
CHICAGO, IL 60601
ILLINOIS
United States

Work Department

Litigation

Position

Shareholder

Career

Steven M. Malina, formerly an enforcement attorney with the SEC, focuses his practice on a variety of litigation and regulatory matters with representations of financial services industry clients, as well as hedge fund matters and general commercial litigation. He has represented officers, directors, broker-dealers, investment advisors, commercial banks, investment banks, investment management firms, and public issuers in investigations and disciplinary proceedings initiated by the SEC, CFTC, FINRA, FDIC, NYSE, CBOE, CME, and state regulators. In addition, Steve represents clients in related investor class-action, derivative, and other litigation and arbitration. He has also conducted internal investigations on behalf of publicly traded companies and represented committees and executive officers in internal investigations. Steve has represented brokerage firms and their management in customer-initiated cases, and injunction and arbitration proceedings.

Prior to entering private practice, Steve served as First Vice President and Deputy Regional Counsel for a large financial corporation, and was a Senior Attorney in the Branch of Enforcement of the U.S. Securities and Exchange Commission.

Concentrations
Financial services litigation
Financial services regulatory
Securities class action litigation
Corporate internal investigations and compliance
Commercial litigation and arbitration
Wrongful termination and compensation disputes
Anti-money laundering

Capabilities
Litigation
Financial Services Litigation
Financial Regulatory & Compliance
Banking & Financial Services
Securities Litigation
Federal Regulatory & Administrative Law

Admission to Practice
Illinois

Languages

English

Education

  • J.D., University of Illinois College of Law, 1987
  • M.B.A., University of Chicago, 1993
  • A.B., University of Michigan, 1983