Ms Stephanie Breslow > Schulte Roth & Zabel LLP > New York, United States > Lawyer Profile

Schulte Roth & Zabel LLP
919 THIRD AVENUE
NEW YORK, NY 10022
United States
Stephanie Breslow photo

Work Department

Investment Management, Blockchain Technology & Digital Assets, Hedge Funds, Private Equity

Position

Stephanie R. Breslow is co-head of the Investment Management Group and a member of the firm’s Executive Committee. She maintains a diverse practice that includes liquid funds, private equity funds and the structuring of investment management businesses. She focuses her practice on the formation of private equity funds (including LBO, mezzanine, distressed, real estate and venture) and liquid-securities funds (including hedge funds, hybrid funds, credit funds and activist funds) as well as providing regulatory advice to investment managers. She also represents fund sponsors and institutional investors in connection with seed-capital investments in fund managers and acquisitions of interests in investment management businesses and funds of funds and other institutional investors in connection with their investment activities, including blockchain technology and virtual currency offerings and transactions.

Recently serving as chair of the Private Investment Funds Subcommittee of the International Bar Association, Stephanie is a founding member and former chair of the Private Investment Fund Forum, a member of the Advisory Board of former Third Way Capital Markets Initiative, a former member of the Board of Directors and current member of 100 Women in Finance, a member of the Board of Visitors of Columbia Law School and a member of the Board of Directors of the Girl Scouts of Greater New York. Stephanie has received the highest industry honors. She was named to the inaugural Legal 500 US Hall of Fame in the category of “Investment Fund Formation and Management: Alternative/Hedge Funds.” Stephanie is also listed in Chambers USA: America’s Leading LawyersChambers Global: The World’s Leading LawyersCrain’s Notable Women in Law, IFLR1000Best Lawyers in AmericaWho’s Who Legal: The International Who’s Who of Business Lawyers (which ranked her one of the world’s “Top Ten Private Equity Lawyers”), Who’s Who Legal: The International Who’s Who of Private Funds Lawyers (which ranked her at the top of the world’s “Most Highly Regarded Individuals” list), Who’s Who Legal: Thought Leaders: Global Elite, Who’s Who Legal: Thought Leaders: Private Funds, Expert Guide to the Best of the Best USAExpert Guide to the World’s Leading Banking, Finance and Transactional Law Lawyers, Expert Guide to the World’s Leading Women in Business Law and PLC Cross-border Private Equity Handbook, among other leading directories. Stephanie was named the “Private Funds Lawyer of the Year” at the Who’s Who Legal Awards 2014 and the Euromoney Legal Media Group’s “Best in Investment Funds” and “Outstanding Practitioner,” both at the Americas Women in Business Law Awards. She is also recognized as one of The Hedge Fund Journal’s 50 Leading Women in Hedge Funds and was named one of the 2012 Women of Distinction by the Girl Scouts of Greater New York. Stephanie’s representation of leading private investment funds has won numerous awards, including most recently Law360’s Asset Management Practice Group of the Year. She is a much sought-after speaker on fund formation and operation and compliance issues, and she regularly publishes articles on the latest trends in these areas. Stephanie co-authored Private Equity Funds: Formation and Operation (Practising Law Institute), co-authored Hedge Funds: Formation, Operation and Regulation (ALM Law Journal Press), contributed a chapter on “Hedge Fund Investment in Private Equity” for inclusion in PLC Cross-border Private Equity Handbook 2005/06 (Practical Law Company), contributed a chapter on “Advisers to Private Equity Funds — Practical Compliance Considerations” for Mutual Funds and Exchange Traded Funds Regulation, Volume 2 (Practising Law Institute), and wrote New York and Delaware Business Entities: Choice, Formation, Operation, Financing and Acquisitions (West) and New York Limited Liability Companies: A Guide to Law and Practice (West).

Memberships

Founding member, NY’s Private Investment Fund Forum; Past Chair, Private Investment Funds Subcommittee, IBA.

Education

Columbia Law School, JD, Harlan Fiske Stone Scholar; Harvard University, BA, cum laude.

Lawyer Rankings

United States > Investment funds > Alternative/hedge funds

(Hall of Fame)

Stephanie BreslowSchulte Roth & Zabel LLP

Schulte Roth & Zabel LLP’s hedge fund practice provides comprehensive support to the market’s largest fund managers. Jointly led by Stephanie Breslow, David Efron, Marc Elovitz and David Nissenbaum, the team advises on the formation of a wide range of liquid-securities funds, including hedge funds, funds-of-funds, hybrid funds, and activist funds. Daniel Hunter is active in the growing secondary and credit funds space, while Jennifer Dunn has experience in the formation of managed accounts and single investor funds. Marc Elovitz and Brian Daly are noted for their regulatory expertise, with experience of designing internal compliance procedures, representing clients in enforcement actions before all the principal financial regulatory bodies, and obtaining SEC relief and exemption letters for novel fund structures. Stephanie Breslow, and David Nissenbaum chiefly focus on fund formation for institutional investors and managers, while David Efron is experienced in advising start-up funds.

Schulte Roth & Zabel LLP’s hedge fund practice provides comprehensive support to the market’s largest fund managers. Jointly led by Stephanie Breslow, David Efron, Marc Elovitz and David Nissenbaum, the team advises on the formation of a wide range of liquid-securities funds, including hedge funds, funds-of-funds, hybrid funds, and activist funds. Daniel Hunter is active in the growing secondary and credit funds space, while Jennifer Dunn has experience in the formation of managed accounts and single investor funds. Marc Elovitz and Brian Daly are noted for their regulatory expertise, with experience of designing internal compliance procedures, representing clients in enforcement actions before all the principal financial regulatory bodies, and obtaining SEC relief and exemption letters for novel fund structures. Stephanie Breslow, and David Nissenbaum chiefly focus on fund formation for institutional investors and managers, while David Efron is experienced in advising start-up funds.

United States > Investment funds > Private equity funds (including venture capital)

Schulte Roth & Zabel LLP brings its investment funds expertise to bear in the private equity space, advising market-leading hedge and private equity hybrid funds, in addition to traditional firms on all aspects of fund formation and management, encompassing structuring of funds, formation of management entities and representation of general partners in their negotiation with investors. The practice is jointly led from New York by Stephanie Breslow, who primarily advises on the formation of private and liquid equity funds, and also advises fund managers on regulatory compliance issues; David Efron, who has more that 25 years of experience of private investment fund strategies; and David Nissenbaum, who works with investment management and financial services firms on fundraising, management company partnerships, and compensation plan. Also recommended are Phyllis Schwartz, who advises sponsors and investors on fund formation, operation, and management, and Joseph Smith, who works on the sponsor side, advising on fund formation, transactions, and exit strategies. All lawyers mentioned are in New York.