Ms Rosemarie Paul > Ropes & Gray LLP > London, England > Lawyer Profile

Ms Rosemarie Paul

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Position

Rosemarie Paul specializes in UK financial regulatory matters, with a particular focus on regulatory investigations and enforcement proceedings involving the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA).

Rosemarie has a detailed understanding of the regulators’ supervisory process. She assists clients in anticipating and addressing issues that arise under the UK regulatory framework and is able to identify how the FCA and PRA regulatory requirements will affect her clients. She is also experienced in cross border investigations.

Rosemarie provides assistance to her clients in a number of areas, including:

• FCA/PRA investigations and enforcement

• Regulatory Decisions Committee Hearings

• Upper Tribunal Hearings

• interviews

• FCA thematic reviews

• information requests

• cross border investigations

Career

Rosemarie joined Ropes & Gray’s Litigation and Enforcement practice in 2018 from the London office of another international firm. Prior to joining private practice in 2012 she was a member of the Enforcement and Financial Crime Department at the Financial Services Authority (FSA), where she provided legal advice to the investigatory teams within the Enforcement Division, led cases through Decision Committee and Upper Tribunal hearings and advised on applications for authorization and Approved Persons.