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Latham & Watkins LLP

885 THIRD AVENUE, NEW YORK, NY 10022-4834, USA
Work +1 212 906 1200
Fax +1 212 751 4864

Dana Fleischman

Work 2129061220
Latham & Watkins LLP

Work Department

Dana Fleischman is a partner in the New York office of Latham & Watkins. Ms. Fleischman is a member of the Corporate Department and the Capital Markets Practice and Financial Regulatory Practice, as well as a member of the firm’s Financial Institutions Group. Ms. Fleischman’s practice focuses on matters involving the regulation of broker-dealers and securities markets. Her clients consist of major investment banks, leading financial trade associations, electronic trading platforms, investment advisers, exchanges, clearing organizations, and non-US banks and bank holding companies.


Corporate Partner


United States: Finance

Financial services regulation

Within: Financial services regulation

The largely New York-based at Latham & Watkins LLP impresses with its 'breadth and depth of knowledge', and is able to tap into significant international financial services regulatory expertise as a result of having lawyers based in key financial centres, including a team in London that is growing rapidly. Its clients include traditional banks, broker-dealers and fintech entities and it handles both standalone advisory matters and regulatory issues associated with transactions in the sector. Benefiting from an 'immense amount of knowledge and experience', Alan Avery  is able to 'provide a valuable perspective' to domestic and foreign banks on the impact of US federal and state banking laws on their global operations. Avery is particular adept at assisting foreign banks on US bank regulatory requirements related to entry or expansion of existing operations in the US market. As well as representing Bank of China on its US resolution planning requirements, he provides the regulatory overlay to National Bank of Canada's subsidiary Fiera Capital on its US financial services M&A mandates. Dana Fleischman has an 'excellent reputation' on the broker-dealer front; she recently advised Bank of America Merrill Lynch on the regulatory aspects associated with the sale of its global research index platform to Intercontinental Exchange. As part of his wide-ranging practice, Stephen Wink has developed significant expertise on the regulatory aspects of work at the intersection of fintech and broker-dealer law; he is advising peer-to-peer cryptocurrency exchange Airswap on the various regulatory issues surrounding cryptocurrency exchanges in a domestic and global context. Other recommended practitioners include Washington DC-based partner Todd Beauchamp, who heads the payments practice, and Courtenay Myers Lima, who has a focus on broker-dealer matters. Named attorneys are based in New York, unless otherwise indicated.

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