Stephen Wink > Latham & Watkins LLP > New York, United States > Lawyer Profile

Latham & Watkins LLP
1271 Avenue of the Americas
NEW YORK
NY 10020
United States
Stephen Wink photo

Position

Stephen Wink is a partner in the New York office of Latham & Watkins. Mr. Wink is a member of the firm’s Corporate Department and of the Capital Markets, Financial Regulatory, Investment Funds and Mergers & Acquisitions Practices. His practice focuses on advising a wide range of market players including investment banks, hedge funds, private equity firms, exchanges, alternative trading platforms, transfer agents and other financial institutions on matters involving the regulation of broker-dealers and investment advisors, market regulation, and compliance and enforcement matters.

Career

http://www.lw.com/people/stephen-wink

Lawyer Rankings

United States > Finance > Financial services regulation

Latham & Watkins LLP stands out for its comprehensive advice to major financial institutions, global banks, investment firms, broker-dealers, trade associations and large fund complexes. Within this field of expertise, the team is regularly retained for derivates regulation, restructurings, financings, fintech matters and compliance with FINRA, NFA and SEC rulemaking, with further emphasis on broker-dealer IPO and other registered securities transactions. The three-partner leadership team in New York is made up of Stephen Wink, Alan Avery and Yvette Valdez, focused on securities regulatory, federal and state banking laws, and digital assets, respectively. As co-chair of the firm’s global digital assets and Web3 practice, Valdez is a key contact for derivatives work as well as cryptocurrency matters. Counsel Pia Naib is another standout for work relating to crypto assets, showcasing further expertise in anti-money laundering and issues relating to the US Bank Holding Company Act. Arthur Long joined the team in September 2022, previously at Gibson, Dunn & Crutcher LLP.

United States > Finance > Fintech

Latham & Watkins LLP‘s lawyers are ‘able to opine not only on “nuts and bolts” legal issues, but also market trends and norms where legal clarity is lacking‘. The firm has built up an excellent track record on fintech transactions and their regulatory implications, where it represents a mix of established technology companies, startups, and investment funds. The transactional side ranges from IPOs and M&A, through to joint venture agreements, data protection and broker-dealer arrangements. Coupled with this is an increasingly strong track record in blockchain and cryptocurrency. Yvette Valdez  jointly leads the team with fellow New York partner Stephen Wink  who is praised for his ‘great experience and depth of knowledge‘. Barrie VanBrackle, a recent high profile recruit from Orrick, Herrington & Sutcliffe LLP, ‘really understands the intersection of fintechs and banking‘. Clients also rate Mitchell Rabinowitz  and Jenny Cieplak  (New York) for their ‘deep expertise’. Todd Beauchamp is another well regarded partner. All partners are based in Washington DC unless otherwise stated.