John Grugan > Ballard Spahr LLP > Philadelphia, United States > Lawyer Profile
Ballard Spahr LLP Offices
1735 MARKET STREET, 51ST FLOOR
PHILADELPHIA, PA 19103-7599
PENNSYLVANIA
United States
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John Grugan

Work Department
Litigation
Position
Partner
Career
John C. Grugan represents clients in government investigations and complex litigation brought by the U.S. Securities and Exchange Commission, the U.S. Department of Justice, the Consumer Financial Protection Bureau, and state attorneys general. In addition, John has substantial experience working with boards of directors, audit committees, and corporate management to direct corporate internal investigations. John’s experience includes numerous engagements in which he handled corporate investigations and related negotiations with the government, after which the government declined to prosecute or pursue litigation.
Admissions
New Jersey
Pennsylvania
U.S. District Court for the District of New Jersey
U.S. District Court for the Eastern District of Pennsylvania
U.S. Court of Appeals for the Third Circuit
U.S. Court of Appeals for the 10th Circuit
U.S. Supreme Court
Memberships
Member, Board of Trustees of St. Joseph’s Preparatory School
Member, Good360 Board of Directors
Member, Franklin Institute Executive Corporate Board
Past President, Neighborhood Club of Bala Cynwyd
Education
Temple University James E. Beasley School of Law (J.D., cum laude, 1998)
Editor-in-Chief, Temple Law Review
University of Pennsylvania (B.A. 1992)
Lawyer Rankings
United States > Dispute resolution > Securities litigation: defense
Ballard Spahr LLP in Philadelphia is well versed in the nuances of securities and corporate governance litigation, and frequently acts for companies and their officers and directors in derivative actions, regulatory or internal investigation, special committee representations and shareholder class actions. The firm recently acted for Wrap Technologies in a 10b5 and derivative lawsuit arising from an alleged lack of disclosure, which raised issues regarding causation and previous disclosure in public for a public filing. David Axelrod leads the securities enforcement and corporate governance litigation practice. Norman Goldberger, who leads the municipal securities regulation and enforcement team, also plays a pivotal role in the firm’s major cases. Partner John Grugan ‘consistently exercises outstanding judgment, and is fluent on the law in this area‘.
Lawyer Rankings
Top Tier Firm Rankings
Firm Rankings
- Real estate > Land use/zoning
- M&A/corporate and commercial > M&A: middle-market (sub-$500m)
- Finance > Restructuring (including bankruptcy): municipal
- Labor and employment > Employee benefits, executive compensation and retirement plans: design
- Industry focus > Energy: renewable/alternative power
- Media, technology and telecoms > Fintech
- Labor and employment > Labor-management relations
- Dispute resolution > Product liability, mass tort and class action - defense: automotive/transport
- Real estate > Real estate investment trusts (REITs)
- Dispute resolution > Financial services litigation
- Media, technology and telecoms > Media and entertainment: litigation
- Real estate > Real estate
- Real estate > Real estate finance
- Antitrust > Civil litigation/class actions: defense
- Finance > Financial services regulation
- Dispute resolution > Securities litigation: defense
- Dispute resolution > Corporate investigations and white-collar criminal defense
- Finance > Project finance