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Norton Rose Fulbright

Living Wage
3 MORE LONDON RIVERSIDE, LONDON, SE1 2AQ, ENGLAND
Tel:
Work 020 7283 6000
Fax:
Fax 020 7283 6500
DX:
85 LONDON
Email:
Web:
www.nortonrosefulbright.com/uk

Jonathan Herbst

Tel:
Work 44 20 7444 3166
Email:
Norton Rose Fulbright

Work Department

Corporate, M&A and securities; regulation and investigations

Career

http://www.nortonrosefulbright.com/uk/people/3515


London: Corporate and commercial

Financial services: contentious

Within: Financial services: contentious

Norton Rose Fulbright's work covers wholesale and retail financial services, with notable strengths in areas including banking, asset and wealth management and market infrastructure. In addition, the 'clear, pragmatic and extremely responsive' firm has an experienced fintech regulatory practice and assists several regulatory working groups and market associations focusing on developing regulatory standards around Initial Coin Offerings (ICOs), smart contracts, virtual currencies and the blockchain. Imogen Garner and Hannah Meakin lead the practice in this area and are also co-heads of the overall non-contentious team, with the 'hard working, personable and, most importantly, extremely knowledgeable' Jonathan Herbst. On the contentious side, the practice specialises in market conduct, cyber-security and internal investigations. Led by transnational regulatory investigations expert Lista Cannon, the team includes Katie Stephen, who acts on a wide range of contentious regulatory matters, as well as advising clients in relation to Skilled Persons reviews and internal investigations; and David Harris, who has particular experience representing financial institutions, corporates and senior executives in connection with various cross-border matters. Also notable in this area is counsel Sonya Zywko.

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Financial services: non-contentious/regulatory

Within: Leading individuals

Jonathan Herbst - Norton Rose Fulbright

Within: Financial services: non-contentious/regulatory

Norton Rose Fulbright's work covers wholesale and retail financial services, with notable strengths in areas including banking, asset and wealth management and market infrastructure. In addition, the 'clear, pragmatic and extremely responsive' firm has an experienced fintech regulatory practice and assists several regulatory working groups and market associations focusing on developing regulatory standards around Initial Coin Offerings (ICOs), smart contracts, virtual currencies and blockchain. Imogen Garner and Hannah Meakin lead the practice in this area and are also co-heads of the wider non-contentious team alongside the 'hard working, personable and, most importantly, extremely knowledgeable' Jonathan Herbst. The latter led in advising on regulatory aspects of leading derivatives market CME Group’s acquisition of the NEX group of companies. On the contentious side, the practice specialises in market conduct, cyber-security and internal investigations. Led by transnational regulatory investigations expert Lista Cannon, the team includes Katie Stephen, who acts on a wide range of contentious regulatory, as well as advising clients in relation to Skilled Persons reviews and internal investigations; and David Harris, who has particular experience representing financial institutions, corporates and senior executives in connection with various cross-border matters.

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London: Dispute resolution

Commodities disputes

Within: Commodities disputes

Norton Rose Fulbright handles the full range of matters arising from the production, shipping,  transportation, warehousing, collateral management, financing and hedging of physical commodities, and it frequently has a role in complex trading and regulatory disputes. Among its clients are banks, national and international development finance institutions, traders, producers and exporters in both emerging and developed markets. Global head of trade finance Nicholas (Nick) Grandage is now based in New York, but the London office retains significant expertise and a diverse client base comprising international commodity and agricultural producers, traders, banks and financial institutions. Andrew Wood, who specialises in structured finance transactions in the commodities sector, is now the key contact in London. Litigators Neil Miller, whose practice focuses on the energy, trading and shipping industries, Holly Stebbing, and regulatory specialist Jonathan Herbst, who is global head of financial services, are highly recommended.

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London: Finance

Derivatives (including commodities)

Within: Derivatives (including commodities)

Part of the broader capital markets group, the derivatives and structured products practice at Norton Rose Fulbright handles a broad portfolio of transactional work across numerous asset classes, including commodities, and is a leading practice for regulatory advice. Leading light Daniel Franks is 'outstanding - technically excellent but also commercial and pragmatic'. He specialises in assisting investment banks including Goldman Sachs and JPMorgan with derivatives, repos, stock lending, collateral, netting, structured products and regulatory capital and funding transactions. Key partner Nigel Dickinson focuses on OTC derivatives, structured products and structured finance transactions for investment banks. Jonathan Herbst and Hannah Meakin are highly recommended for advice on derivatives regulation. In the structured trade and commodity finance market, which requires significant expertise in commodity derivatives, the firm advises banks, development finance institutions, traders, producers and exporters. The firm's capacity for complex and innovative transactions was evidenced in 2018 by its work for HSBC, Credit Suisse and Deutsche Bank AG in a $3.8bn syndicated repurchase transaction with the Central Bank of Egypt.

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London: Risk advisory

Brexit

Within: Brexit

Norton Rose Fulbright fields a dedicated multi-disciplinary Brexit team, which draws from the firm’s expertise acting for financial institutions, insurance companies, transport clients and energy sector companies, assisting with the full range of Brexit work including technology mandates, tax issues, employment and immigration matters and trade treaties. Structured and asset finance specialist Emma Giddings leads the firm’s approach to Brexit and also contributes to the firm’s aviation expertise. The team recently advised Delta Air Lines on the Brexit-related aspects of its joint venture with Virgin Atlantic Airways and Air France-KLM, and advised easyJet on its Brexit restructuring project. Financial services global head Jonathan Herbst and corporate partner Glenn Hall, who also leads the firm’s government relations and public policy practice, are also highly regarded. Other key practitioners include financial services regulatory partner Hannah Meakin, corporate finance experts Bob Haken and Maria Ross, and competition specialist Ian Giles. Mark Simpson also heads up the firm’s recently established WTO and international trade practice and Harry Theochari is global head of the transport group.

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Corporate governance

Within: Corporate governance

With a client base of FTSE 100 and FTSE 250 companies, Norton Rose Fulbright handles the full range of corporate governance issues leveraging standalone corporate, investigations, criminal defence and compliance practices. The group leans heavily on partners in the firm's corporate department, with significant contributors including Alan Bainbridge, Richard Crosby, Charlotte Henry and Claire O’Donnell. Jonathan Herbst and Neil O’May are also key names to note; Herbst is global head of the financial services regulatory practice and O'May leads the criminal law practice. In a recent highlight, O'May represented the former director of Tesco in a high-profile investigation and prosecution into Tesco's accounting practices.

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