Adam Epstein > Mishcon de Reya LLP > London, England > Lawyer Profile

Adam Epstein

020 3321 7102 adam.epstein@mishcon.com View profile

Work Department

Dispute Resolution - Finance & Banking Disputes

Position

Adam is a Partner in the Finance & Banking Group.

He leads the Firm’s highly regarded practice defending clients against the financial services regulatory bodies. For more than 20 years, he has defended some of the biggest enforcement cases to emerge, ranging from the enforcement proceedings brought in relation to Barings in the 1990’s to acting in the recent LIBOR and Forex investigations, and others not yet public. He knows the FCA prosecution well and has practical hands on experience in front of the decision makers. He also has extensive experience in cross jurisdictional matters that involve, for example, the Securities and Exchange Commission (SEC) and the Department of Justice (DoJ). In addition to defending contested actions, his work often takes place in the pre investigation and pre enforcement stages, helping clients protect themselves against future possible regulatory action. Adam’s practice also includes a great deal of experience representing clients in front of a wide variety of other business regulators and enforcement authorities. He represents both individuals and institutions.

Adam also leads the firm’s Professional Discipline practice, advising professionals such as accountants, lawyers, insolvency practitioners and pension trustees who are facing challenge or investigation by regulatory or enforcement bodies.

Adam also leads the firm’s Professional Discipline practice, advising professionals such as accountants, lawyers, insolvency practitioners and pension trustees who are facing challenge or investigation by regulatory or enforcement bodies.

He is also experienced in Court and arbitral proceedings, having acted in disputes involving substantial sums of money across arenas as diverse as funds, finance, private banking, spread betting, foreign exchange, structured products, pensions, insurance and capital markets. He combines 25 years’ experience of litigating with an in-depth knowledge of the industry and the relevant rules.

Adam is widely recognised as a leading individual in the area of Financial Services. The Contentious Regulatory practice that he heads is ranked in Legal 500 and Chambers & Partners and Adam himself has been consistently rated over the years by both legal directories. Legal 500 praises the group’s “high-quality and commercially savvy advice” and states that “the ‘very experienced and wily’ Adam Epstein is the undoubted standout“. Chambers cites Adam as “extremely good and knowledgeable in this area” and applauds his “extremely focused, very client-friendly” approach stating that he is “exactly the person you would want on your side“.

Legal 500 2016 states that “he provides ‘calm, sensible and sound advice’ and is ‘revered by his opponents as an expert in his field.'”.

Career

Partner, Mishcon de Reya LLP; Qualified, Fox Williams; Trainee, Seifert Sedley Williams

Memberships

Former committee member Association of Regulatory and Disciplinary Lawyers; member Financial Services Lawyers Association

Education

College of Law
Cambridge University (Honorary Senior Exhibitioner)