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Proskauer Rose LLP

11 TIMES SQUARE, NEW YORK, NEW YORK 10036-8299, USA
Tel:
Work +1 212 969 3000
Fax:
Fax +1 212 969 2900
Email:
Web:
www.proskauer.com

David Stephens

Tel:
Work (212) 969-3357
Email:
Proskauer Rose LLP

Work Department

CORPORATE

Position

David Stephens is a partner and a member of the Registered Funds team. David has particular expertise in matters arising under the Investment Company Act. David’s experience covers virtually all types of investment companies, including registered and unregistered, open-end and closed-end, ETF’s, and master-feeder funds, as well as funding vehicles for insurance products.


United States: Investment fund formation and management

Mutual/registered/ exchange-traded funds

Within: Mutual/registered/ exchange-traded funds

Stuart Coleman leads Proskauer Rose LLP’s New York-based team, which has been kept busy handling, among other matters, manager M&A deals and closed-end fund matters. Coleman, Janna Manes and David Stephens continue to advise Dreyfus on regulatory, formation and restructuring matters, and recently assisted the client with forming five open-ended funds, including Dreyfus Japan Womenomics Fund. Nicole Runyan advised Silverpeak Credit Fund on the formation and IPO of a '40 Act registered closed-end fund investing in equity tranches of collateralized loan obligations (CLO). Gary Granik is also a key name. Other clients include Lazard Funds, Alger Funds and THL Credit Advisors.

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