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Mayer Brown

1999 K STREET, NW, WASHINGTON, DC 20006-1101, USA
Work +1 202 263 3000
Fax +1 202 263 3300

Jerome Roche

Work +1 202 263 3773
Mayer Brown

Work Department

Financial Services Regulatory


Jerome Roche is a Financial Services Regulatory & Enforcement partner in Mayer Brown's Washington DC office. His practice focuses primarily on cross-border financial services matters. He has extensive experience counseling clients regarding the US federal securities laws, the Commodity Exchange Act, the Commodity Futures Modernization Act, the Gramm-Leach-Bliley Act, the USA PATRIOT Act, and the Dodd-Frank Act.


Purdue University, BS 1992; The University of Michigan Law School, JD 1997

United States: Finance

Financial services regulation

Within: Financial services regulation

Though primarily based out of the firm’s Washington DC office, the team at Mayer Brown is able to leverage the expertise of its lawyers based in the global financial centres of New York, London and Hong Kong to provide a comprehensive regulatory offering to domestic and international banks, broker-dealers, as well as the full array of consumer finance participants. David Beam has significant payments expertise and was the lead regulatory partner in the firm’s restructuring of American Express’ prepaid business. Beam also provides ongoing regulatory compliance advice to numerous fintech companies offering payment services. Steven Kaplan handles standalone consumer finance advisory work, as well as transactional-driven regulatory work; he is acting for Goldman Sachs on the regulatory aspects associated with its acquisition of Genesis Capital. Phillip Schulman’s broad-ranging consumer finance compliance practice includes particular expertise within the real estate finance and mortgage banking sectors. Other recommended partners include Ori Lev, for CFPB-related work; Jerome Roche, for broker-dealer matters; and Thomas Delaney, whose work encompasses compliance and agency enforcement/investigations work across the panoply of financial services matters, including OFAC-related issues.

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