The Legal 500

Twitter Logo Youtube Circle Icon LinkedIn Icon

Mayer Brown

1999 K STREET, NW, WASHINGTON, DC 20006-1101, USA
Tel:
Work +1 202 263 3000
Fax:
Fax +1 202 263 3300
Email:
Web:
www.mayerbrown.com

Jerome Roche

Tel:
Work +1 202 263 3773
Email:
Mayer Brown

Work Department

Financial Services Regulatory

Position

Jerome Roche is a Financial Services Regulatory & Enforcement partner in Mayer Brown's Washington DC office. His practice focuses primarily on cross-border financial services matters. He has extensive experience counseling clients regarding the US federal securities laws, the Commodity Exchange Act, the Commodity Futures Modernization Act, the Gramm-Leach-Bliley Act, the USA PATRIOT Act, and the Dodd-Frank Act.

Education

Purdue University, BS 1992; The University of Michigan Law School, JD 1997


United States: Finance

Financial services regulation

Within: Financial services regulation

Mayer Brown’s team is well placed to assist international and domestic financial institutions across the spectrum of advisory and regulatory-informed transactional matters, and leans on its strong presence in Washington DC as well as key financial centers such as London, Frankfurt and Hong Kong. The ‘excellentScott Anenberg recently successfully secured Federal Reserve Board approval for Canadian financial services organization Desjardins Group on its application for financial holding company status - notably this was one of only two such applications granted since the enactment of Dodd-Frank. Thomas Delaney is also a key member of the team and, as part of his comprehensive practice, has been acting for numerous international financial services businesses in the implementation of robust compliance measures to combat the growing regulatory pressures regarding AML procedures. Consumer finance expert Steven Kaplan co-heads the team alongside Delaney following his arrival, along with a team of 15 partners, from K&L Gates in February and March 2016. The practice also includes Jerome Roche, who specializes in broker-dealer regulatory matters.

[back to top]


Back to index

Legal Developments worldwide

Legal Developments and updates from the leading lawyers in each jurisdiction. To contribute, send an email request to